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These policies govern students and faculty in the St. Jude Graduate School of Biomedical Sciences. Students in the PhD in Biomedical Sciences program, the Master’s in Global Child Health program or the Master’s in Clinical Investigations program may wish to consult a faculty mentor or the dean’s office for details or clarity.
This policy formalizes the framework by which Policies, Standards and Procedures (“Policy Documents”) are created, developed, issued, maintained, tracked, and reviewed by the St. Jude Children’s Research Hospital Graduate School of Biomedical Science, LLC (“Graduate School”). This policy aims to promote transparency, consistency, compliance with law and regulation, and effective communication with the Graduate School community.
This policy and its accompanying procedures apply to the Graduate School and all Graduate School staff that will be creating, revising, approving, and retiring policy documents.
Stakeholders who must comply with this policy include any Graduate School stakeholder, including any individual, student, faculty member, administrator, staff member, group or committee that participates in developing, revising, or sponsoring a Graduate School policy document.
1.1 The Board of Trustees of the Graduate School is the ultimate approval authority for all Graduate School policies. Through this policy, the Board of Trustees delegates approval authority to the Dean and standing committees within the Graduate School.
1.2 The Dean of the Graduate School (“Dean”) or designee has general control and supervision over all matters pertaining to the Graduate School and its activities, subject to the advice and approval of the Board of Trustees.
1.3 Any Graduate School stakeholder may identify the need for a new policy document or recommend revision(s) to help the Graduate School meet its strategic missions and/or to ensure legal and regulatory compliance. All staff with responsibility for policy document development should be aware of and ensure that their policies comply with the policy framework. Information on the framework will be communicated to all staff and the policy framework will be published on the Graduate School website.
1.4 St. Jude Children’s Research Hospital employees may assist with the drafting and reviewing of policy documents.
2.1 General
2.1.1 A template is available in Appendix A to assist with policy document development. Policies should be in the policy template.
2.1.2 The following guidelines should be considered when writing or revising procedures, (rational exceptions can occur).
1) A policy document should include:
a. Graduate School name and logo, as well as page number, page x of y, in the header of every page.
b. The effective date of the policy and date of subsequent revisions.
c. Section number, as XX.YY.ZZZ, where XX represent the policy section, YY represent the category and ZZZ represent the specific policy within that section and category.
d. Policy title and introduction to include the purpose of the policy, the aims and objectives and its scope.
e. Main body of the policy, with all sections and paragraphs numbered (Purpose, Scope, Stakeholders Affected by this Policy, Policy, Procedures, Definitions, Reference Documents, Forms and Other Documents).
2) Policy documents should be written in a clear, concise, and readable format.
3) Avoid using information that may become out of date (for example, use job titles rather than names).
4) If acronyms are used, the full name should be used in the first instance with the acronym in brackets.
5) Formatting should be consistent with the template, i.e. for consistency and readability, use a 10pt Font in Calibri.
6) The last page of the policy must contain Policy Details, Revision History, and Approvals (policy sign-off and ownership details section).
2.2 Policies Documents Review and Approval
2.2.1 Before a policy document can be implemented it must go through an approval process. This generally includes the following steps: consultation and approval.
2.2.2 Consultation with key stakeholders, seeking their contribution, should be carried out before a draft policy document is submitted for approval with sufficient time allowed for consideration. Stakeholders should also be consulted as part of the review process. The appropriate authorities should be given an opportunity to review and provide input on policies in their purview before it is approved by the designated approval authority. The following authorities will be able to review and provide input in each policy category:
2.2.3 Policies must be approved by the appropriate approval authority before they are implemented and communicated. The policy owner will ensure that the policy documents are signed and routed for final approval. The following authorities will be responsible for approvals in each policy category:
2.3 Implementation and Communication
2.3.1 The policy document owner has responsibility for the effective communication of the policy to the relevant target audience. Changes to Graduate School staff policies will generally be promoted via a training platform, supported by all-staff emails. Student-facing policies will follow a similar approach and will be available on the student portal or other platforms.
2.3.2 The policy owner should assign appropriate learning modules or class assignments to relevant target users.
2.4 Retention and Storage
2.4.1 The policy owner is responsible for providing a copy of the final, signed, and approved version to the appropriate Graduate School administrative staff member.
2.4.2 The Graduate School utilizes a policy platform that is the primary location for storing all current and retired Graduate School policy documents.
2.4.3 A Graduate School administrative staff member is responsible for uploading signed and approved policy documents to the Graduate School policy platform and Graduate School policy documents library on the home page.
2.4.4 The policy owner is responsible for ensuring that previous versions of policies are stored in the policy platform permanently.
2.4.5 To improve accessibility of the Graduate School’s policy documents for staff, students and other interested parties, links to public policies are available on the Graduate School’s home page under the Administration tab.
2.5 Review Process
2.5.1 At a minimum, documents will be reviewed at least annually and as needed to implement timely updates.
2.5.2 It is the responsibility of the policy owner to establish the review date/interval and complete the review at the appropriate time.
2.5.3 A reviewed policy, which is subject to the relevant approval processes, will have a new version number. At each formal review the policy should have a new version number, starting with V0.0 for all new generated policy documents with effect from 2022/2023 upon the introduction of this framework, V1.0 on subsequent review, etc. A policy document may need to be retired, rather than revised, as operational or regulatory requirements evolve. The decision of retiring a policy is the responsibility of the approval authority for the respective policy category. Retired policy documents should be stored in the policy platform under the retired tab.
2.5.4 Versioning should be contained in the revision history table at the end of the policy and not in the document title.
2.6 Compliance
2.6.1 The policy owner is responsible for ensuring compliance with the policy framework.
2.6.2 An annual compliance check against the policy framework is undertaken by the Graduate School where up to 5 polices will be assessed on whether they comply with the framework, including correctness of review, the accurate approval route and correct use of the policy.
2.6.3 Compliance with this policy may be assessed during any or all assessment activities which includes, but is not limited to, accreditation reviews and external agency reviews.
Terminology
Policy: Writing intended to guide actions and assist in the conduct of Graduate School affairs. Characteristically, a policy…
Procedure: A procedure describes how to implement a policy and its directives.
Substantive change: A substantive change is a significant modification to the content or scope of a policy document. Substantive changes must go through the appropriate approval process.
Retired policy: Prior versions of a policy are considered retired policies.
Graduate School stakeholder: Any individual, student, faculty member, administrator, staff member, group or committee that participates in developing, revising, or sponsoring a Graduate School policy.
Policy owner: The individual responsible for the policy documents’ development, dissemination, review, and routing for approval. The policy owner has the authority to make clerical changes to policy documents, including updating names, offices, links, citations, and formatting.
Policy alternate: The designated individual who takes the role as owner if the policy owner is unable to do so.
Policy sponsor: A sponsor may be the Dean or designee, any associate Dean, any assistant Dean, or some other senior person with expertise in the policy content. A sponsor may perform the same tasks as the policy owner and move the policy through the approval process.
Approval authority: The appropriate authorities (including the Board of Trustees, committees, and Dean) formally charged with policy approval and governance oversight, as stated in relevant sections of the Operating Agreement or standing committee charters. While the ultimate approval authority is the Board of Trustees, other approval authorities include the Dean, and standing committees. The approval authority varies by policy category. The approval authority receives the advice and consent of designated faculty, staff, students and/or executive leadership on Graduate School policies.
Policy Categories
Administrative policy: Policies related to the administrative operations of the Graduate School, including management of information, finance, human resources, facilities, marketing, communication, legal, and risk management, and ownership and licensing.
Academic policy: Policies related to academic affairs, including degree-granting programs, curriculum, and student advancement.
Student policy: Policies related to student affairs, including student services, admissions, grievances, and student conduct.
Faculty policy: Policies related to faculty affairs, including employment, appointments, promotions, evaluations, faculty development, complaints, and academic freedom concerns.
Governance policy: Policies related to Board Bylaws, Dean’s evaluation, Board conflicts of interests, and Policy on Policies.
Governance Structures
Board of Trustees: The Board of Trustees is the body responsible for management and oversight of the Graduate School.
Graduate Advisory Council: The Graduate Advisory Council (“the Council”) serves as an advisory council to the Dean. It represents Graduate School leadership and faculty. The Council is responsible for providing input on relevant policies, reviewing non-academic institutional effectiveness structures, and advising the Dean on strategic matters related to the Graduate School.
Faculty Assembly: The Faculty Assembly (“the Assembly”) serves as a mechanism for faculty participation in Graduate School governance. The Assembly represents all the at-large Graduate School faculty. It is responsible for selecting faculty to constitute the other committees and commenting on relevant policy documents, new academic programs, and major curriculum changes.
Curriculum Committee: The Curriculum Committee is one central committee with three subcommittees for each academic program. The Curriculum Committee is responsible for overseeing curriculum management and periodic reviews of academic programs, including developing, reviewing and updating as necessary the program’s curriculum.
Graduate Faculty Appointments and Reappointments Committee (GFARC): The GFARC is responsible for overseeing faculty management processes such as faculty appointments and reappointments to the Graduate School.
Admissions Committee: The Admissions Committee for each academic program is responsible for establishing the standards for admission into each Graduate School program and identifying the best candidates for entry into each program.
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V0.0 – January 25, 2023
Board of Trustees – Approved on January 25, 2023
Syllabi inform students about what is expected of them to meet course requirements and is provided to the students via the LMS. Syllabus content must be in accordance with requirements as set forth by the Southern Association of Colleges and Schools Commission on Colleges (SACSCOC) and the Tennessee Higher Education Commission (THEC).
This policy applies to all students enrolled in the St. Jude Graduate School, regardless of mode of instruction and physical location of the student.
Stakeholders affected by this policy include all Graduate School students and faculty.
1.1 Mandatory Course Information
1.1.1 Mandatory course information is as follows:
1.2 Course Materials
1.2.1 Course materials include, but are not limited to, lecture presentations, lecture recordings, required and recommended readings, links to papers and/or relevant sites.
1.2.2 Course materials may not be shared once the course is completed.
1.3 Submission of Coursework
1.3.1 Coursework must be submitted by the dates specified by the instructor and as detailed on the syllabus and in the LMS course calendar. Grace periods will only be granted in exceptional circumstances (e.g. illness, personal, or family issues) and at the discretion of the course leader, in consultation with the relevant Associate Dean. Computer failure is not accepted as a reason for missing an assignment deadline and students are expected to back up their data at regular intervals to avoid losing their work. All students are strongly encouraged to make use of the shared drive to back up data and coursework. Loaner laptops are available upon request.
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V1.0 – May 9, 2023
Curriculum Committee – Approved on May 9, 2023
The purpose of this policy is to outline expectations and considerations in the event of a class cancellation due to extreme conditions.
This policy applies to all St. Jude Children’s Research Hospital Graduate School of Biomedical Sciences (“Graduate School”) coursework regardless of mode of instruction.
Stakeholders who must comply with this policy include all Graduate School students and faculty.
1.1 A class may be cancelled due to extreme conditions, including severe weather or an unavoidable event such as an epidemic, natural disaster, civil unrest, or threat of terrorist activity. If these extreme conditions result in the cancellation of a class or classes, students, faculty, and staff will be notified, and the current situation will be evaluated to determine the appropriate plan moving forward.
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V1.0 – May 9, 2023
Curriculum Committee – Approved on May 9, 2023
The purpose of this policy is to outline attendance expectations for all graduate students.
This policy applies to all graduate students regardless of mode of instruction and physical location of the student.
Stakeholders who must comply with this policy include all Graduate School students and faculty.
1.1 Students are required to attend all lectures in each course, which are provided either in-person or online. A student who cannot attend a lecture for any reason must notify the Course Leader, Instructor, and the Assistant Dean as soon as possible.
1.2 In unusual and exceptional circumstances, students may request an excused absence in advance. Excused absences (such as for illness, bereavement, doctor’s or medical appointments, dental appointments, provision of urgent family care, pre-arranged work responsibilities, and jury duty) can be requested from the Course Leader, Instructor, and the Assistant Dean of the respective program.
1.3 Onsite student attendance is defined by the presence of the student. Student attendance in the distance learning component of each course is defined as active participation. These courses will, at a minimum, have weekly mechanisms for student participation, which can be documented by any or all of the following methods:
As a component of attendance, student email, course announcements and discussion forums should be checked frequently (daily is recommended). The student is solely responsible for checking updates related to the course.
1.4 Attendance will be monitored and excessive absences and/or late arrivals may lead to sanctions, per the Student Professionalism Policy and the Satisfactory Academic Progress Policy. Absences will be reviewed by the Associate Dean of the respective program.
1.5 Students may be granted an excused absence to observe religious holidays. The student is encouraged to notify the Course Leader, Instructor, and the Assistant Dean in advance to coordinate reasonable accommodations for any exams or assignments that may be missed as a result.
1.6 Students enrolled in the United States Armed Forces who are called to a military service obligation will be able to suspend their class attendance. Procedures to request a leave of absence can be found in the Military Leave of Absence Policy.
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V1.0 – May 9, 2023
Curriculum Committee – Approved on May 9, 2023
The purpose of this policy is to define the expectations for academic progress in the St. Jude Children’s Research Hospital Graduate School of Biomedical Sciences (“Graduate School”) and the procedures for academic sanctions.
This policy applies to all students enrolled in the Graduate School, regardless of mode of instruction and physical location of the student.
Stakeholders affected by this policy include all Graduate School students and faculty.
1.1 Students are required to demonstrate satisfactory academic progress (SAP) toward degree completion. Academic progress is measured at the end of each academic semester. Students must have a minimum GPA of 3.0 to graduate. Specific milestones required to comply with SAP for each program are described below. Overall performance will be assessed by the Assistant Dean or Associate Dean of each respective program and if a student fails to comply with SAP, a report of the findings will be discussed with the student and placed in the student’s file.
1.2 Letter grades are associated with numeric values as follows, which are the same across all degree programs:
A+ (4.0), A (4.0), A- (3.7), B+ (3.3), B (3.0), B- (2.7), C+ (2.3), C (2.0), C- (1.7), D+ (1.3), D (1.0), D- (0.7), and F (0.0).
1.2.1 Students may also receive the following marks: Pass/Fail, S/U (Satisfactory/Unsatisfactory), W (Withdrawal), I (Incomplete), O (No Grade Reported).
1.2.2 Only letter grades A+ through C as well as Pass and Satisfactory marks will count toward the degree requirements. Please see the Grades and Grading Policy for rules regarding retaking a course.
1.3 MS/PhD in Biomedical Sciences (MS program requires only the first 9 bullets below)
1.4 MS in Global Child Health
1.5 MS in Clinical Investigations
2.1 Academic Sanctions
2.1.1 Failure to meet SAP requirements will result in an academic sanction. These include Academic Warning, Academic Probation or Academic Dismissal.
2.1.2 Academic Warning: The academic warning sanction alerts the student and the Graduate School of the student’s need for academic improvement. Measures of poor performance include excessive absences, failure to participate in mandatory workshops and seminars, or hold committee meetings. These issues will be reviewed by the Associate Dean of the respective program. The student will receive notification of failure to meet minimum standards of performance and/or engagement and must meet with the Assistant or Associate Dean to discuss and determine next steps.
2.1.3 Academic Probation: Students who fall below an average GPA of 3.0 are placed on academic probation for one semester. The student will receive notification from the registrar regarding their probation status. If the student raises their GPA to the required minimum standard of 3.0 during that semester, then they will be released from probation. Intervention Measures are initiated as soon as low grades are noted in a single course to prevent probation, and continue during probation to assist students in raising their GPA:
2.1.4 Academic Dismissal: A student may be dismissed from the Graduate School for a number of academic reasons, including but not limited to: failure to pass the Candidacy Qualifying Examination; failure to identify a thesis/dissertation advisor; consistently poor performance as evidenced by grades, work-in-progress reports, and failure to attend required core courses, journal clubs, and laboratory meetings.
2.1.4.1 If a student on academic probation does not raise their GPA to 3.0 by the end of the first semester of probation, the student will be dismissed from the Graduate School. The Associate Dean of the respective program with approval of the Dean may decide to allow the continuation of probation for one semester in exceptional circumstances. During the probation period, the student will be given the option to withdraw before facing academic dismissal. If at the end of the second semester of probation the grade point average is still below 3.0, the student will be dismissed from the Graduate School.
2.1.4.2 The Associate Dean shall provide a time-stamped and dated copy of the formal student dismissal request to the instructor(s) and the advisor. The Associate Dean will then request input and/or response from the instructor(s) and the advisor. The Associate Dean may convene an ad hoc special review committee to advise on any dismissal. Dismissal from the Graduate School requires approval by the Dean. The Graduate School will offer coaching to aid in the decision and assist the student in determining next steps.
2.2 Appeal an Academic Dismissal
2.2.1 Students may appeal an academic dismissal by submitting an appeal to the Dean in writing within ten calendar days of the decision. The appeal should contain the student’s plan for returning to good standing, any unusual or extenuating circumstances that prevented the student from being successful, and other information that the student would like the Dean to consider. The Dean shall review all documentation and respond in writing to the student within thirty calendar days of receiving the formal dismissal appeal. The decision of the Dean is the final decision. The Registrar retains all dismissal appeal records permanently.
2.3 Readmission
2.3.1 A student who has been dismissed from the Graduate School will not be readmitted under any conditions.
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V1.0 – May 9, 2023
Curriculum Committee – Approved on May 9, 2023
The purpose of this policy is to define the Graduate School’s grade scale and outline the procedure for calculating Grade Point Average (GPA).
This policy applies to all coursework at the Graduate School, regardless of mode of instruction.
Stakeholders affected by this policy include all Graduate School students and faculty.
1.1 Students will be awarded grades for all coursework. Letter grades are associated with numeric values as follows, which is the same across all degree programs:
A+ (4.0), A (4.0), A- (3.7), B+ (3.3), B (3.0), B- (2.7), C+ (2.3), C (2.0), C- (1.7), D+ (1.3), D (1.0), D- (0.7), and F (0.0). For calculating the GPA, reference procedure section 2.1.
1.1.1 Students may also receive the following marks: Pass/Fail, S/U (Satisfactory/Unsatisfactory), I (Incomplete), W (Withdrawal), O (No Grade Reported).
1.1.2 Only letter grades A+ through C as well as Pass and Satisfactory marks will count toward the degree requirements.
1.2 Pass/Fail
1.2.1 A student’s earned grade in a course designated as Pass/Fail will be a “Pass” if the student has earned a course grade of C or above (2.0 or above). A student’s earned grade in a course will be “Fail” if the student has earned a course grade of a C or below. A Pass/Fail grade is not used in calculating the student’s GPA.
1.2.2 When a student earns a “Pass” in a course that is designated as Pass/Fail, the credits from that course count toward the degree requirements, but the credits are not used in calculating the student’s GPA.
1.2.3 A student who receives a “Fail” grade in a Pass/Fail course will immediately be placed on academic warning as successful completion of the degree requirements will be at risk. The credits of any failed course will not be counted toward the degree requirements. A student will have the opportunity to earn a “Pass” in a course where the student received a “Fail” with the successful completion of an individualized academic plan designed in consult with the Associate Dean (or designee) and the relevant Graduate Faculty member.
1.3 Satisfactory/Unsatisfactory (S/U)
1.3.1 The Satisfactory/Unsatisfactory grading option is typically used for research courses.
1.3.2 A mark of “Satisfactory” is given if a student has received a grade of C or above (2.0 or above) in a course. The credits from that course count toward the degree requirements, but the credits are not used in calculating the student’s GPA.
1.3.3 A mark of “Unsatisfactory” is given if a student has received a grade of below a C (below 2.0). The credits from that course will not count toward the degree requirements, and the credits are not used in calculating the student’s GPA. A student will have the opportunity to earn a “Satisfactory” in a course where the student received an “Unsatisfactory” with the successful completion of an individualized academic plan designed in consult with the Associate Dean (or designee) and the relevant Graduate Faculty member.
1.4 Incomplete (I)
1.4.1 A mark of “Incomplete” is given when the semester ends and a student’s work is academically acceptable, but for a valid reason the student has been unable to complete all required work. An “I” is not included in the calculation of the GPA. An “I” will convert to a failing grade (F) if the incomplete work is not made up before the end of the next semester which may jeopardize the student’s continued enrollment in the graduate program.
1.5 Student-Initiated Withdrawal (W)
1.5.1 This mark is given to a student who initiates the process to officially withdraw from the Graduate School during the time specified in the academic period. A "W" does not satisfy prerequisites and is not included in the calculation of GPA.
1.6 No Grade Reported (O)
1.6.1 This mark is given to a student when no grade is reported by the instructor. This mark does not affect the student's GPA and will be replaced with the appropriate grade upon submission of that grade by the instructor.
1.7 Retaking a Course
1.7.1 A student will have the opportunity to retake a course in which they received a letter grade of C or below. Students are only allowed to retake a course once.
1.7.2 For students retaking a course, the second grade a student receives in the course will be considered the final grade for the course. The second and final grade will be used in calculating the student’s GPA. The transcript will include both the first grade the student received as well as the final grade from the course that was retaken.
2.1 Grade Point Average Calculation
2.1.1 To determine a student’s progress toward a degree and scholastic standing, the GPA is calculated at the end of each semester and immediately prior to graduation. This calculation relies on quality points derived from the
grade assigned to each course. Grades are available online at the close of each semester.
2.1.2 GPA Formula = Total quality points earned divided by credit hours (standard letter grade courses only)
associated with the quality points awarded
2.1.3 Example: A student has successfully completed the Genes to Proteins course (3 credits) with a grade of A- (3.7 points) and Cell Biology course (3 credits) with a grade of A (4.0 points).
Quality Points:
Genes to Proteins = 3.0 x 3.7 = 11.1 Cell Biology = 3.0 x 4.0 = 12.0
Total Quality Points = 11.1 + 12.0 = 23.1 Total Credits = 6
GPA = 23.1/6 = 3.85
2.1.4 The Graduate School will cap GPAs at 4.0. GPAs calculated above 4.0 will be rounded to 4.0.
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V1.0 – May 23, 2023
Curriculum Committee – Approved on May 23, 2023
Derived from St. Jude Policy 70.05.001 (Owner, Audrey Wilson)
This policy replaces Section 300.1 of the St. Jude Faculty handbook.
Stakeholders who must comply with this policy include all St. Jude Children’s Research Hospital Graduate School of Biomedical Sciences (“Graduate School”) students and faculty members participating in research activities.
1.1 The RIO at St. Jude is responsible for assessing Research Misconduct Allegations, determining when Allegations warrant Inquiries, recommending Investigations or administrative actions based on Inquiry conclusions, and overseeing Inquiries and Investigations. The Deciding Official appoints the RIO for St. Jude. The RIO works with Legal Services and Compliance to implement the institution’s Research Misconduct policies and procedures.
2.1 The procedures and conditions of Research Misconduct proceedings are fully described in the Research Misconduct Standard Operating Procedure found on the Compliance and Human Resources intranet websites.
2.2 Reporting Misconduct Allegation
2.2.1 If an individual is unsure whether a suspected incident falls within the definition of Research Misconduct, he or she may confidentially and informally consult the RIO about the suspected misconduct. The RIO will accept any Allegation, discuss the circumstances with Legal Services, and respond to the individual.
2.2.2 An individual who is not comfortable bringing their concerns to the RIO may direct those concerns to any St. Jude Administrator, who is then required to forward the Allegation to the RIO.
2.2.3 Institutional Members shall report suspected Research Misconduct to a St. Jude Official. When a St. Jude Official receives an Allegation, he or she shall notify the RIO immediately. The RIO shall notify Legal Services, and Compliance if the Allegation requires investigation by or input from Compliance.
2.3 Research Misconduct Initial Review and Inquiry
2.3.1 A Respondent has a right to thorough, competent, objective, and fair response to Allegations of Misconduct.
2.3.2 Complainant, Respondent, and witness interviews shall take place in a private environment.
2.3.3 If after initial review of the alleged facts, or after the Inquiry, the RIO and Legal Services determine that circumstances described do not meet the definition of Research Misconduct, the RIO will refer the individual or concern to other St. Jude offices or officials with the responsibility for resolving the concern. If the concern involves a faculty member or student at the Graduate School, and the RIO and Legal Services determine that the circumstances described do not meet the definition of Research Misconduct but rather relate to an alternate issue relevant to the Graduate School, the RIO will refer the individual or concern to the Graduate School. If an Allegation is not made in good faith, the RIO and Legal Services will work with the Complainant’s supervisor, HR, and other departments as appropriate to determine if disciplinary action should be implemented.
2.3.4 If after initial review of the alleged facts, the RIO and Legal Services determine that the Allegation is sufficiently credible and specific and an Inquiry is warranted, the RIO shall notify the Respondent in writing immediately. If the Inquiry results in facts that require further scrutiny, the RIO will recommend to the Deciding Official that an Investigation should be conducted. If an Allegation involving a Graduate School student meets the definition of Research Misconduct, and the RIO suspects academic misconduct, the RIO and Legal Services will notify the Dean of the Graduate School. The Graduate School will initiate a review and investigation process for academic misconduct, as outlined in the Graduate School Student Professionalism Policy.
2.3.5 An Inquiry shall be completed within 55 calendar days of the initial Allegation unless circumstances warrant a longer period.
2.3.6 The RIO will take custody of the research records, review the evidence, and prepare and submit an Inquiry Report to the Respondent and Deciding Official. The Respondent will have five calendar days to review the report and submit a response to the RIO.
2.3.7 After reviewing the Inquiry Report and Response, the Deciding Official will determine within 30 calendar days of receiving the Report whether the evidence warrants an Investigation, even if the Complainant does not wish to pursue the Allegation. If there is an Inquiry that recommends an Investigation involving a faculty member or student at the Graduate School, the Dean of the Graduate School will be notified.
2.4 Ad hoc Committee of Investigation
2.4.1 The RIO and Deciding Official appoint the Committee. The Committee consists of senior St. Jude faculty members with appropriate scientific expertise, and who do not have unresolved personal, professional, or financial conflicts of interest with those involved with the Inquiry or Investigation (RIO, Complainant, Respondent, witnesses).
2.4.2 The Deciding Official appoints the Committee Chair, who is responsible for maintaining a detailed record of the Committee’s actions.
2.4.3 During the Investigation, St. Jude will take action necessary to protect public health and safety, federal funds, the research integrity process, and reputations.
2.4.4 Upon conclusion of the Investigation, the Committee will write its findings in an Investigation Report, which is provided to the Respondent. The Respondent may write a rebuttal within 30 calendar days of receiving the Committee’s Report for the Committee to consider. The Committee may modify its findings in an Addendum to the Report based on new facts provided in the Respondent’s Response. The Committee may recommend administrative actions to the Deciding Official. The Report, Response, and Addendum, and recommended administrative actions are provided to the Deciding Official for final determination, and to ORI according to federal regulations.
2.5 Duty to Cooperate with Research Misconduct Proceedings
2.5.1 Institutional Members are required to participate in Research Misconduct proceedings and shall provide relevant evidence of the Allegations to the RIO and Legal Services. If an Institutional Member refuses to cooperate according to this policy and its related procedures, the Deciding Official may impose disciplinary actions, up to and including termination of employment from St. Jude.
2.6 Protection of the Complainant, Respondent, and Others
2.6.1 Disclosure of the identity of Respondents, Complainants, and records or evidence from which research subjects might be identified in Research Misconduct proceedings is limited, to the extent possible, to those who need to know, consistent with a thorough, competent, objective and fair Research Misconduct proceeding, and as allowed by law. Provided, however, that St. Jude must disclose the identity of Respondents and Complainants to ORI.
2.6.1.1 The rights and reputation of Respondents, Complainants, and research subjects identifiable from research records or evidence, and all other parties involved in Research Misconduct proceedings shall be protected throughout the proceedings, to the extent possible without compromising public health and safety.
2.6.1.2 Legal Services will work with the RIO and institutional leadership during an Inquiry and an Investigation to determine how best to share information and findings with necessary agencies and parties.
2.6.2 St. Jude prohibits retaliation for making an Allegation. In accordance with institutional policy 70.01.006 “Non-retaliation for Reporting Suspected Non-Compliance,” no one shall suffer Retaliation for making an Allegation or for providing evidence or testimony during Research Misconduct Proceedings. The RIO and Legal Services will verify that an Allegation is made in good faith.
2.6.3 Respondent has a right to an Advisor. At Respondent’s request and faculty’s consent, a St. Jude faculty member in good standing and with no conflicts of interest in the matter may act as an advisor to a Respondent, and with notice to the RIO, may accompany the Respondent as an observer of interviews or meetings where the Respondent’s presence is requested or required.
2.6.4 If at any time during a Research Misconduct Proceeding, information is obtained that reasonably indicates that criminal violations may have occurred, the RIO must notify Legal Services within 24 hours. Legal Services will assess alleged criminal or civil violations case-by-case to ascertain relevant facts and determine the best course(s) of action. If the violations are likely to have occurred, Legal Services and the RIO will notify ORI, and any other appropriate parties (such as a funding agency or law enforcement), as appropriate
2.6.5 Resolution of an Investigation by the Deciding Official may include a finding that administrative action is necessary and a retaliation prevention plan for Committee members, witnesses, and Complainant(s) is needed. If no Research Misconduct is found, a plan to restore the Respondent’s reputation shall be developed.
2.7 Administrative and/or Disciplinary Actions for Findings of Research Misconduct
2.7.1 If the Deciding Official determines that the alleged Research Misconduct is substantiated, he or she will decide on the appropriate administrative or disciplinary actions to be taken with the Respondent, up to and including termination from employment at St. Jude. The RIO will notify and make reports of those actions, and any documentation needed to restore the scientific record, to ORI and other parties and agencies as required.
2.7.2 If the Deciding Official determines that an Allegation was not made in good faith, he or she will decide on the appropriate administrative or disciplinary actions to be taken with the Complainant, up to and including termination from employment at St. Jude.
2.8 Record Retention
2.8.1 Regardless of the outcome, after completion of a Research Misconduct Investigation and related actions, the RIO and Legal Services will prepare a complete file, including the records of the Inquiry and Investigation and copies of all transcripts, documents, and other materials furnished to the RIO or the Committee (the “Records”), and will transfer the Records to the Office of Legal Services for retention.
2.8.2 The Records shall be retained in a secure manner for seven years.
2.8.3 ORI and other authorized government personnel will be given access to the Records as required by law and in accordance with applicable St. Jude policies.
Ad Hoc Committee of Investigation: Senior faculty members who the Deciding Official and the RIO appoint to examine and evaluate relevant facts and determine whether Research Misconduct has been committed and if so, by whom.
Allegation: Any written or oral statement or other communication of possible Research Misconduct made to a St. Jude Official. The four phases of responding to an Allegation are initial assessment, Inquiry, Investigation, and resolution.
Complainant: An individual who makes an Allegation of Research Misconduct.
Deciding Official: An institutional member who makes final determinations on Research Misconduct proceedings and any responsive St. Jude actions. At St. Jude, the Deciding Official is the Chief Executive Officer.
Good Faith Allegation: A claim of wrongdoing made with the honest belief that Research Misconduct may have occurred. An Allegation is not in good faith if it is groundless or made with knowing or reckless disregard for information that would negate the claim.
Inquiry: Preliminary information-gathering and initial fact-finding by the RIO and Legal Services in compliance with 42 CFR 93.307-309 to determine whether an Allegation or apparent instance of Research Misconduct warrants an Investigation.
Institutional Member(s): A person who is employed by, is an agent of, or is affiliated by contract or agreement with an institution. Institutional Members may include, but are not limited to, officials, tenured and untenured faculty, teaching and support staff, researchers, research coordinators, clinical technicians, postdoctoral and other fellows, students, volunteers, agents, and contractors, subcontractors, and sub awardees, and their employees.
Investigation: Formal development of a factual record and the examination of that record leading to a decision not to make a finding of research misconduct, or to a recommendation for a finding of research misconduct, which may include a recommendation for other appropriate actions, including administrative actions.
ORI: The Office of Research Integrity within the U.S. Department of Health and Human Services that oversees and directs Public Health Service (PHS) research integrity activities on behalf of the Secretary of Health and Human Services and the American public.
Research: A systematic experiment, study, evaluation, demonstration, or survey designed to determine the safety and effectiveness of medications, devices, diagnostic products, and treatment regimens intended for human use (clinical research), or to develop or contribute to general scientific knowledge (basic research) or specific scientific knowledge (applied research) relating broadly to public health by establishing, discovering, developing, elucidating, or confirming information about, or the underlying mechanism relating to, biological causes, functions, or effects, diseases, treatments, or related matters to be studied.
Research Integrity Officer (“RIO”): The individual at St. Jude who is responsible for working with the Office of Legal Services (“Legal Services”) to assess Allegations, determine when Allegations warrant an Inquiry, and if there is sufficient evidence of potential Research Misconduct to warrant an Investigation. The RIO oversees Inquiries and Investigations. The Chief Executive Officer appoints the RIO for St. Jude.
Respondent: The person(s) against whom an Allegation of Research Misconduct is directed or the person(s) whose actions are the subject of an Inquiry or Investigation.
Retaliation: An adverse action taken against a Complainant, witness, or Committee member by St. Jude or one of its employees in response to a Good Faith Allegation of Research Misconduct, or good faith cooperation with a Research Misconduct proceeding.
St. Jude Official: An institutional member with the authority and responsibility to respond to and/or report Allegations of Research Misconduct. Such officials include the Chief Executive Officer, Research Integrity Officer, members of Legal Services, and Compliance Office (“Compliance”).
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V1.0 – May 9, 2023
Curriculum Committee – Approved on May 9, 2023
The St. Jude Children’s Research Hospital Graduate School of Biomedical Sciences (“Graduate School”) offers courses leading to degrees at the master’s and doctoral level.
A master’s student who successfully completes all coursework and their thesis is awarded a terminal Master of Science degree.
A doctoral student who does not successfully complete their Candidacy Examination, and who is otherwise in good standing academically, may be awarded a terminal Master of Science degree based on progress achieved, as determined by the Dean, and is dismissed from the program.
A doctoral student who advances to candidacy and successfully completes and defends their dissertation is awarded a PhD degree.
This policy applies to all students enrolled at the Graduate School, regardless of mode of instruction and physical location of the student.
Stakeholders affected by this policy include all current and prospective students and those responsible for overseeing the assignment of credit.
1.1 Credit Hour and Semester Definition
1.1.1 The U.S. Department of Education defines a credit hour as the amount of work represented in intended learning outcomes and verified by evidence of student achievement that is an institutionally established equivalency that reasonably approximates:
Not less than one hour of classroom or direct faculty instruction and a minimum of two hours of out-of-class student work each week for approximately fifteen weeks for one semester or trimester hour of credit, or ten to twelve weeks for one quarter hour of credit, or the equivalent amount of work over a different amount of time; or
At least an equivalent amount of work as required in paragraph (1) of this definition for other activities as established by an institution, including laboratory work, internships, practica, studio work, and other academic work leading to the award of credit hours.
1.1.2 The Graduate School follows the federal definition of a semester, which is approximately 15 weeks long. Faculty on the subcommittees of the Curriculum Committee are responsible for determining credit hour assignments for each course. The Curriculum Committee is responsible for approving credit hour assignments, including the level and amount of credit awarded for each course.
1.2 Credit Hour Assignment
1.2.1 The standard for a one semester credit hour course is one class hour (50 minutes) of direct instruction and a minimum of two class hours (100 minutes) of out-of-class student work/student academic engagement activities each week during the standard semester (15 weeks). This equates to a total of 750 minutes of direct instruction and 1,500 minutes of out-of-class student work per standard semester (15 weeks). A course offered in fewer than 15 weeks shall contain the same total hours (contact hours, preparation time, content, and requirements) as the same course offered in the standard 15-week semester.
1.2.2 While minutes of work and contact time can provide guidance in the establishment of credit hour equivalencies, it is understood that the student achievement associated with any credit hour can only be measured adequately in terms of documented qualitative and quantitative outcomes. The successful completion of a credit hour will always take into consideration expectations based on degree level, discipline, the type of learning experience (e.g., didactic, clinical, practica, or internships), and the mode of delivery (e.g., face-to-face or online). This definition is a minimum standard that does not restrict graduate faculty from setting a higher standard that requires more student work per credit hour.
1.3 Experiential credit
1.3.1 Experiential credit will be considered on a case-by-case basis for students who are admitted into the doctoral program and typically reflects prior experience in research, clinical care and industry. Experiential credit will be reviewed and granted by the Curriculum Committee. Experiential credit will not be considered for students who are admitted into the Master of Clinical Investigations and Global Child Health programs.
1.4 Transfer credit
1.4.1 Transfer credit may be granted for a student transferring into the Graduate School from another program. The transfer credit request will be evaluated by the Curriculum Committee, which typically occurs prior to student enrollment. After the conclusion of the evaluation, the Curriculum Committee will submit a recommendation to the Associate Dean of the respective program. The maximum number of transfer credits will vary across programs.
1.4.2 After admission to the Graduate School, graduate credit from another university may be accepted by the St. Jude Graduate Program with the approval of the appropriate Associate Dean.
1.5 Transferability of Credit to Other Institutions
1.5.1 The St. Jude Children’s Research Hospital Graduate School of Biomedical Sciences is a special purpose institution. The mission of St. Jude Children’s Research Hospital is to advance cures, and means of prevention, for pediatric catastrophic diseases through research and treatment. The St. Jude Graduate School of Biomedical Sciences drives this mission by educating the next generation of biomedical researchers to probe the molecular basis of disease, develop novel therapy and train medical professionals to advance global health for children with catastrophic diseases.
Students should be aware that transfer of credit is always the responsibility of the receiving institution. Whether or not credits transfer is solely up to the receiving institutions. Any student interested in transferring credit hours should check with the receiving institution directly to determine to what extent, if any, credit hours can be transferred.
1.6 Course Numbering
1.6.1 The Graduate School courses are labeled with a seven-character field. The first three characters represent an alphabetic prefix that defines the program to which each course is attached. The fourth character indicates courses earned toward a degree level. The fifth and sixth characters indicate the numbering of courses. The seventh character indicates the term the course is offered.
Examples:
BMS9301
‘BMS’: Biomedical Sciences; ‘9’: Doctoral level; ‘30’: Sequence of course; ‘1’: Fall term
GCH8132
‘GCH’: Global Child Health; ‘8’: Master’s level; ‘13’: Sequence of course; ‘2’: Spring term
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V1.0 – May 9, 2023
Curriculum Committee – Approved on May 9, 2023
The purpose of this policy is to provide guidance on refunds and the criteria that makes a student eligible for a refund at the St. Jude Children’s Research Hospital Graduate School of Biomedical Sciences (“Graduate School”).
This policy applies to all students enrolled in the Graduate School, regardless of mode of instruction and physical location of the student.
Stakeholders affected by this policy include all Graduate School students, faculty, and staff.
1.1 The Graduate School will comply with applicable local, state, federal, and foreign laws concerning refunds.
1.2 Students who receive a full-tuition scholarship from the institution are not eligible for a tuition refund based upon their official withdrawal date or last day of attendance from the Graduate School.
1.3 Students who receive tuition support from a combination of institutional and external support or full external support are eligible for a tuition refund for the portion of externally funded tuition support based upon their official withdrawal date from the Graduate School. A tuition refund for the portion of externally funded tuition support is pro-rated as noted in section 1.6.
1.4 If you are eligible for a refund, a written request must be submitted to the Registrar. A minimum turnaround of three business days for a response to the request should be expected.
1.5 When computing refunds, the last day of attendance for a student who meets the definition of enrolled shall be either the date of the student’s last recorded day of attendance or when applicable, the date the student failed to return from an approved leave of absence.
1.6 Any refund due will be disbursed within forty-five (45) calendar days of the last date of attendance:
Withdrawal | Refund |
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Before the start of classes | 100% |
On the first day of classes | 80% |
After day 1 but before day 4 | 60% |
After day 3 but before day 6 | 40% |
After day 5 but before day 8 | 20% |
After day 8 | 0% |
1.7 In cases in which a student receives external funding from an external entity to apply towards Graduate School related expenses, the student is responsible for any obligation to repay the external entity according to the student’s agreement with the entity.
1.8 In any case that a refund may be due to the external entity, the Graduate School will consider the policies of the external entity and will work directly with them to process the refund.
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External funding: refers to any non-St. Jude and non-federal funding that a student receives before, during and after enrollment in the Graduate School that is used toward graduate school-related expenses.
Withdrawal Policy
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V1.0 – May 23, 2023
Curriculum Committee – Approved on May 23, 2023
The purpose of this policy is to provide guidance on withdrawing from the Graduate School.
This policy applies to all students enrolled in the St. Jude Graduate School, regardless of mode of instruction and physical location of the student.
Stakeholders affected by this policy include all Graduate School students, faculty, and staff.
1.1 Withdrawal
1.1.1 A student may voluntarily withdraw from the Graduate School at any time. If a student is not certain about withdrawing from the entire program or even a semester, alternatives are available with the Dean’s approval.
1.1.2 A student who formally withdraws in good standing from the program and later wishes to be reinstated must reapply through the same application process as all entering applicants, unless prior arrangements have been made and approved by the Dean.
1.1.3 A student who formally withdraws from the Graduate School is eligible for a refund if they meet the criteria specified in the Refunds Policy. The refund amount is based on the student’s official withdrawal date.
2.1 Requesting a Withdrawal from the Graduate School
2.1.1 A student in the Graduate School who wishes to withdraw from the program for any reason should first meet with their research advisor to discuss the withdrawal request, and then meet with the Dean to finalize the written and signed withdrawal notice.
2.1.2 The student’s research data must be stored on the network drive; laboratory notebooks must be complete; and Graduate School property, including the assigned laptop computer, must be returned before the Dean approves withdrawal.
2.1.3 The student’s transcript will indicate a “W” for the student’s currently enrolled courses. “Withdrawal from the Program” and the date of the withdrawal will be noted on the transcript in the current academic term. The effective date of withdrawal is the date the Registrar receives the written withdrawal notice.
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Refunds Policy
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V1.0 – May 23, 2023
Curriculum Committee – Approved on May 23, 2023
St. Jude Children’s Research Hospital Graduate School of Biomedical Sciences (“Graduate School”) provides Military Service Leave to students who are members of the U.S. Armed Forces, including members of the National Guard or Reserve.
This policy applies to all students actively enrolled in the St. Jude Children’s Research Hospital Graduate School of Biomedical Sciences who are members of the U.S. Armed Forces, including members of the National Guard of Reserve under federal authority (“Armed Forces”). Any reference to benefits only applies to those students who receive benefits from the Graduate School.
Stakeholders affected by this policy include students requesting military leave as well as faculty and staff involved in the military leave of absence process.
1.1 Leave is provided when necessitated by service, voluntary or involuntary, in the U.S. Armed Forces. Such service includes, active duty, active duty for training, full-time National Guard or Reserve duty, or mandatory training or mandatory temporary duty that must occur during the time a student is actively enrolled at the Graduate School.
1.2 Non U.S. students who serve in their countries’ armed forces will be considered on a case-by-case basis.
1.3 Leave will be provided for a period of not more than one cumulative year, but readmission is allowed for up to five cumulative years, unless an extension is required by law.
1.4 While on approved leave, the student’s enrollment status is “Leave of absence (LOA)”; however, the student is considered actively enrolled to their program. Tuition will be assessed accordingly.
1.5 The Graduate School Insurance coverage will automatically continue for up to than 30 days. Coverage can be continued upon request for more than 30 days but not to exceed 1 Year.
2.1 Military LOA requests must first be discussed with the dissertation/thesis advisor and the Associate Dean of the Program prior to submission of the formal request to the Senior Associate Dean of Academic Affairs.
2.2 Students requiring military leave are formally responsible for submitting the “Request for Leave of Absence Form” and supporting documentation to the Senior Associate Dean of Academic Affairs as soon as possible. Once approved, it will be submitted to the Dean for final approval.
2.3 Upon approval of the LOA, the Senior Associate Dean of Academic Affairs will confirm the leave with the student, the student’s dissertation/thesis advisor, and the Associate Dean of the program, and will also notify the Registrar and St. Jude HR Benefits of the period of time for which the leave has been granted. All documentation will be maintained by the Registrar.
2.4 Students on military LOA will receive limited access to their St. Jude accounts and systems, and must request support from the Graduate School staff, as needed.
2.5 When the student satisfactorily completes the military service LOA, the student must provide written notice and a copy of their completion documentation to the Senior Associate Dean of Academic Affairs of their intent to return to the program.
2.7 For periods of military service of 31 to 180 days, the student is required to submit to the Senior Associate Dean of Academic Affairs written notice of their intent to return no later than 14 days after completion of service. The Graduate School will require documentation to establish that the notice of intent to return is timely, that the nature of the student’s separation from uniformed service was not disqualifying and that the student has not exceeded applicable time limits on the duration of service.
2.8 For periods of military service up to 30 consecutive days (or for a period of any length for the purpose of a fitness examination), the student must report to the Graduate School after the completion of service and transportation home plus 24 hours rest.
2.9 Leave time taken will not be included in the time-to-degree calculation for degree completion and the student is not required to make degree progress during the period of the leave.
2.10 If a student is hospitalized or disabled as the result of a service-connected injury or illness, the deadlines stated above may be extended for up to 1 year.
2.11 If the military LOA severely impacts the mandatory curriculum of the relevant program as determined by the Associate Dean, the student will be required to join the next cohort.
2.12 An LOA does not affect the student’s obligation to comply with other Graduate School policies or the sanctions to which the student may be subject for violation of any such policies. Pending or related student conduct or academic proceedings may continue even when a student is on a LOA.
2.13 If a student does not return at the end of the approved leave, the student will be withdrawn from the program and must reapply through the entering application process. Exceptions to this policy require the approval of the Dean. Withdrawal from active student status will impact eligibility of medical and other health insurances and stipend funding.
2.14 All information provided to the Graduate School in connection with a LOA will be handled in a confidential manner and disclosed only in accordance with Graduate School policies and in compliance with state and federal laws.
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V1.0 – May 23, 2023
Curriculum Committee – Approved on May 23, 2023
All students in the St. Jude Children’s Research Hospital Graduate School of Biomedical Sciences (“Graduate School”) that maintain Satisfactory Academic Progress, per the Satisfactory Academic Progress Policy may request a leave of absence from the graduate school for any of several reasons. This policy describes the different categories of leave and procedures associated with each.
The policy applies to all St. Jude Children’s Research Hospital Graduate School of Biomedical Sciences students that maintain Satisfactory Academic Progress, regardless of mode of instruction and physical location of the student. Any reference to paid leave and funding for medical insurance only applies to those students who receive stipends and medical insurance from the Graduate School.
Stakeholders affected by this policy include all Graduate School students, as well as staff and faculty involved in the leave of absence process.
1.1 A leave of absence (LOA) is an approved temporary interruption of studies.
1.2 Requests for LOA will be reviewed and approved on a case-by-case basis by the Graduate School.
1.3 The length of time for LOA, in any combination, cannot exceed 1 year (52 weeks) total for the entire duration of the student’s enrollment in the Graduate School.
1.4 While on approved leave, the student’s enrollment status is “Leave of absence (LOA)”; however, the student is considered actively enrolled to their program. Tuition will be accessed accordingly.
1.5 Funding for medical insurance will be continued without interruption as long as the student remains eligible for the medical plan according to the Plan document.
1.6 Stipend will be paid under the terms defined per LOA category.
1.7 If the student is funded by an F30 or an F31 NIH grant, they must also follow NIH policy (https://grants.nih.gov/grants/guide/notice-files/NOT-OD-18-154.html). If a student is funded by any other grant, they must also follow the relevant leave of absence policies for that grant.
1.8 The Graduate School reserves the right to approve or deny all LOA requests in accordance with applicable state, federal and other regulatory agencies.
1.9 The categories of LOA and their specific details are as follows:
1.10 Medical Leave
1.10.1 A student may request up to 26 weeks (one semester) of continuous leave for a medical LOA if the student suffers from a medical condition or issue. During this period, the student will receive up to 2 weeks paid leave. Americans with Disability Act (ADA) policies may be followed as needed.
1.11 Parental Leave
1.11.1 A student may request up to 8 weeks of continuous paid leave for a parental LOA under one of the following four categories:
1.11.2 Approved paid parental leave may be taken at any time during the twelve (12) month period following the birth or adoption of the child or placement of a child pursuant to a court order.
1.11.3 Students who need or wish to take a longer period of leave may request a medical leave or personal leave depending on the reason.
1.12 Personal Leave
1.12.1 A student may request up to 26 weeks (one semester) of continuous leave for a personal LOA for a reason not otherwise covered, for example, to attend to an illness in the family. During this period, the student will receive up to 2 weeks paid leave.
1.13 Bereavement Leave
1.13.1 Notify the Senior Associate Dean of Academic Affairs as soon as possible.
1.13.2 Bereavement leave is available within six (6) months of the date of death.
1.13.3 Three (3) days are available in the event of the death of an "immediate" family member, such as spouse, mother, father, sister, brother, step-parent, legal guardian, grandparent, grandchild, child (including legally adopted child, stepchild), mother-in-law, father-in-law.
1.13.4 One (1) bereavement day is available in the event of the death of an "other" family member, such as brother-in-law, sister-in-law, daughter-in-law, son-in-law.
1.14 Extended Leave
1.14.1 In exceptional circumstances, a student may request an extended LOA if additional time is required after exhausting the terms of one of the above listed approved LOAs. The length of time, in any combination, cannot exceed 1 year (52 weeks) total for the entire duration of the student’s enrollment in the Graduate School.
1.15 Military Leave
1.15.1 For leave of absence for military service, students should reference the Military Leave of Absence Policy for more information and instructions on how to request a military leave of absence.
2.1 LOA requests must first be discussed with the dissertation/thesis advisor and the Associate Dean of the Program prior to submission of the formal request to the Senior Associate Dean of Academic Affairs.
2.2 All LOAs must formally be requested using the Graduate School “Leave of Absence Request Form” and supporting documentation provided to the Senior Associate Dean of Academic Affairs at least thirty (30) days prior to the beginning of the anticipated leave. Students who cannot foresee the need for leave 30 days in advance must give as much notice as possible. Students in emergency situations or in a state of diminished capacity will be placed on a leave and applicable paperwork collected retroactively.
2.3 The St. Jude Human Resources department may be contacted by the Senior Associate Dean of Academic Affairs for support in the leave process as needed.
2.4 Students are required to respond to requests for documentation and other information in a timely manner. Failure to respond to repeated requests for information will be seen as a failure to engage in the process and may cause the request for a leave to be denied. This includes requests during the leave, including intent to return or intent to apply for additional applicable leaves.
2.5 LOA will not be considered to have been granted until approved in writing by the Senior Associate Dean of Academic Affairs and signed off by the Dean.
2.6 Upon approval of the LOA, the Senior Associate Dean of Academic Affairs will confirm the leave with the student, the student’s advisor, and the Associate Dean of the enrolled program and will also notify the Registrar and St. Jude HR Benefits of the period of time for which the leave has been granted. The documents will be maintained by the Registrar and records specifically related to medical LOA will be maintained by the St. Jude ADA Coordinator.
2.7 In emergency situations or cases where students have been in a state of diminished capacity, temporary approval may be granted at the discretion of the Dean while paperwork is being collected; temporary approval will only cover the time period granted for submitting paperwork and the Graduate School’s completion of the formal approval/disapproval process.
2.8 Students on LOA will receive limited access to their St. Jude accounts and systems, and must request support from the Graduate School staff, as needed.
2.9 Students should contact the Associate Dean(s) of their program and the Registrar 14 days prior to their planned return to the Graduate School to request reinstatement.
2.10 It is the student’s responsibility to work directly with their dissertation/thesis advisor and Associate Dean of the program to determine the arrangements for course completion and continuation of research activities following the leave period.
2.11 If a student does not return at the end of the approved leave or fails to make the appropriate arrangements for course completion or continuation of research activities following the leave, the student will be withdrawn from the program and must reapply through the entering application process. Exceptions to this policy require the approval of the Dean. Withdrawal from active student status will impact eligibility of medical and other health insurances and stipend funding.
2.12 If the LOA severely impacts the mandatory curriculum of the relevant program as determined by the Associate Dean, the student will be required to join the next cohort.
2.13 Additional Leave of Absence Considerations
2.13.1 Time taken on an approved LOA will not be included in the time-to-degree calculation for degree completion and does not require the student to make degree progress during the leave period.
2.13.2 A LOA does not affect the student’s obligation to comply with other Graduate School policies or the sanctions to which the student may be subject for violation of any such policies. Pending or related student conduct or academic proceedings may continue even when a student is on a LOA.
2.13.3 All information provided to the Graduate School relating to a LOA will be handled confidentially and disclosed only in accordance with Graduate School policies and in compliance with state and federal laws.
Refunds of tuition and fees while a student is on an approved LOA will be handled in accordance with the Refunds Policy.
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V1.0 – May 23, 2023
Curriculum Committee – Approved on May 23, 2023
The purpose of this policy is to provide guidance on degree and graduation requirements.
This policy applies to all students enrolled in the St. Jude Graduate School, regardless of mode of instruction and physical location of the student.
Stakeholders affected by this policy include all Graduate School students and faculty.
1.1 Degree Completion Time Limit
1.1.1 Students are expected to complete the doctoral degree ideally within five years, time beyond 5 years will require a written request and approval from the Dean.
1.1.2 Students are expected to complete the master’s degree within two years, with three years as the maximum time allowed including any leaves of absence.
1.1.3 If a student has been approved to withdraw from the program and then is re-admitted, the period of withdrawal will not be included in the time to degree. Any exceptions to this policy require the approval of the Dean.
1.2 An Intent to Graduate form must be submitted to the Graduate School at the beginning of the semester in which the student expects to complete a degree.
1.3 Degree conferral is an institutional action that represents a student’s completion of the requirements necessary for a degree. All students must file the Degree Completion Form to be considered for degree conferral. Degrees from the Graduate School are conferred in either June or December of each year. A single Commencement Exercise will typically be scheduled once each year. A student who has had their terminal degree conferred - doctoral or master’s - will be assigned “graduate” status, which will prohibit their registration in a subsequent semester.
2.1 Degrees and Degree Completion
2.1.1 Doctoral Degree in Biomedical Sciences (minimum of 90 credit hours)
2.1.2 Master of Science Degree in Biomedical Sciences - Terminal (54 credit hours)
2.1.2.1 A student who decides to leave the program prior to obtaining their PhD degree or does not successfully pass their Candidacy Exam and is unable to complete their PhD studies may apply to the Associate Dean and Dean for a terminal Master of Science degree in Biomedical Sciences. To be considered for a terminal master's degree, the student must:
2.1.2.2 Once the Associate Dean and Dean approve the request for a terminal master's degree, the student will write and submit their candidacy exam and defend it during an oral examination administered by their Dissertation Committee. If the student's Dissertation Committee, Associate Dean and Dean approve the amount and quality of the student's work and agree that it rises to a master's level of research and academic accomplishment, a terminal master's degree is awarded to the student.
2.1.3 Master of Science Degree in Global Child Health – Terminal (30 credit hours)
2.1.4 Master of Science Degree in Clinical Investigations – Terminal (33 credit hours)
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V1.0 – May 23, 2023
Curriculum Committee – Approved on May 23, 2023
The purpose of this policy is to outline the process and procedures for formally requesting final course grade appeals.
This policy applies to all students enrolled in the St. Jude Graduate School, regardless of mode of instruction and physical location of the student.
Stakeholders affected by this policy include all Graduate School students and faculty.
1.1 Appeals for final course grades must be submitted to the relevant Associate Dean before the end of the following semester. Any grade standing beyond that period is not available for review and will remain on the transcript. Students are advised to discuss concerns about grades and academic progress with their advisors at the earliest possible time.
2.1 Process for Formal Final Course Grade Appeal
2.1.1 When appealing a grade, the student should provide a written statement of the violation; description of attempts to resolve complaint; documentation regarding policies including but not limited to the course syllabus; and documentation of coursework associated with the complaint.
2.1.2 The Associate Dean shall provide a time-stamped and dated copy of the formal student course grade appeal to the instructor(s). The Course Leader will then request input and/or response from the instructor(s).
2.1.3 The Associate Dean may convene an ad hoc special review committee to advise on any dispute.
2.1.4 The Associate Dean shall review all documentation and respond in writing to the student within thirty calendar days of receiving the formal course grade appeal. The Associate Dean will place, in writing, the final decision to the student and instructor(s), and grade appeal committee or the reason for any delay in decision. The decision of the Associate Dean can be appealed to the Dean.
2.1.5 Appeals to the Dean must be submitted in writing within ten calendar days of the postmarked response from the Associate Dean. The Dean or their designee must respond to the student appeal within thirty calendar days. The decision of the Dean or their designee is the final decision. No further appeal is possible.
2.1.6 The Registrar retains all grade appeal records permanently
2.1.7 The decision/resolution at the institutional level is considered final. However, students in the state of Tennessee may appeal a decision to the Tennessee Higher Education Commission licensure staff at 404 James Robertson Parkway, Suite 1900, Nashville, TN 37243; phone: (615) 741-5293, if the student does not feel that the issue has been adequately addressed.
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V1.0 – May 23, 2023
Curriculum Committee – Approved on May 23, 2023
The purpose of this policy is to provide guidance on the process to transfer into the Graduate School of Biomedical Sciences from other programs.
This policy applies to all students enrolled in the Graduate School, regardless of mode of instruction and physical location of the student.
Stakeholders affected by this policy include all Graduate School students and faculty.
1.1 A graduate student at another institution may not transfer into the Graduate School unless accompanied by a St. Jude-recruited and THEC-approved Graduate Faculty member;
1.2 International doctoral students cannot transfer into the Graduate School currently;
1.3 Students who transfer with a St. Jude-recruited THEC-approved Graduate Faculty member may only transfer into the doctoral program and not into the master’s program;
1.4 Transfer student applicants must pass background and registry checks and drug screen prior to final admission into the Graduate School;
1.5 A doctoral student who has completed their Candidacy Examination at another institution may not transfer into the Graduate School but may complete the research for a PhD degree at St. Jude through an agreement between St. Jude and the home institution, and the student’s dissertation advisor. The Graduate School has no formal role in the student’s training. However, the student may informally participate in lectures and presentations with permission of the Senior Associate Dean of Academic Affairs and the Graduate Faculty member(s) overseeing and conducting the course(s);
1.6 A doctoral student at another institution who has not passed their Candidacy Examination may formally apply to transfer into the Graduate School if the dissertation advisor is a member of the Graduate Faculty;
2.1 Prior to accepting a transfer student, the dissertation advisor, Associate Dean, Dean, and other designees will review the transfer applicant’s academic and student record and evaluate the student’s prior graduate-level coursework for academic credit at the Graduate School. Key factors for academic credit evaluation include level and content of prior coursework, comparability to Graduate School courses, and relevance to the Graduate School curriculum.
2.2 For a doctoral student who has been approved to transfer from another institution, a plan will be formulated to complete their graduate training. The student must complete necessary courses in the first-year curriculum as determined by the dissertation advisor, Associate Dean, Dean, and other designees of the student’s prior graduate-level coursework. Depending on when in the academic year and in the stage of the student’s graduate studies the transfer occurs, and with the Dean’s approval, the requisite sections of the Graduate School curriculum may be completed in the student’s second year.
2.3 Transfer students are required to complete three distinct laboratory rotations. Rotations completed at the student’s prior institution may count towards this requirement.
2.4 Candidacy Examinations occur during the spring semester of the student’s second year and the grant proposal is submitted after passing the Candidacy Examination. The dissertation advisor and Dean may adjust timing for a transfer student’s Candidacy Examination accordingly.
2.5 Once formulated, the dissertation advisor will present the training plan of the transfer student to the Graduate Advisory Council. The Graduate Advisory Council will provide feedback on the training plan to the Dean prior to their approval.
2.6 Accepted transfer students will receive the full benefits that the Graduate School provides to students in the same degree program.
2.7 Accepted transfer students are required to follow the Graduate School Policies & Procedures.
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V1.0 – May 23, 2023
Curriculum Committee – Approved on May 23, 2023
The purpose of this policy is to provide guidance for PhD candidates whose advisor relocates to another institution.
This policy applies to all PhD candidates enrolled in the St. Jude Graduate School.
Stakeholders affected by this policy include Graduate School PhD students and Graduate School faculty.
1.1 Graduate Student Discontinues Graduate Education
1.1.1 A student who does not wish to continue their PhD studies upon departure of their advisor can leave the Graduate School with a terminal MS degree;
1.1.2 The student must have completed all the requirements for the terminal MS degree as described in the Degree and Degree Requirements Policy.
2.1 Junior Graduate Student Moves with Advisor – Institution Provides PhD Training
2.1.1 Advisor can invite the student to relocate to the graduate school of that institution;
2.1.2 The Graduate School will provide transcripts and other requested information to the new institution, but it is the new institution’s discretion to approve and accept credits;
2.1.3 The new institution may require the student to meet other mandatory needs of their curriculum; examples include repeating or taking additional coursework and retaking the qualifying examination according to the new institution’s policies and standards;
2.1.4 The Graduate School provides no financial support or medical benefits for the student.
2.2 Junior Graduate Student does not Move with Advisor
2.2.1 Students in their 2nd and 3rd years who wish to remain at the Graduate School and/or cannot relocate to a graduate school at the advisor’s new institution may select another dissertation advisor from the Graduate Faculty;
2.2.2 The transition should occur quickly to avoid undue delay to the student’s progress;
2.2.3 A four-week rotation will be necessary if the student has not previously rotated in the new advisor’s laboratory, and a second four-week rotation is allowed if the match proves to be unsuitable;
2.2.4 If the qualifying examination has been successfully completed, a retake is not necessary;
2.2.5 If the examination has not been completed, it must be based on the new project and a delay will be granted to allow sufficient time to acquire the necessary knowledge and research data;
2.2.6 The required NIH grant application will be delayed as necessary;
2.2.7 A new dissertation committee will be convened. Members of the original committee may remain on the new committee, but the departing advisor may not continue as a committee member.
2.3 Senior Graduate Student Moves but Remains Enrolled in the Graduate School
2.3.1 If close to completing their PhD, the student is encouraged to apply to relocate to the advisor’s new institution to complete their dissertation research and obtain their PhD from the St. Jude Graduate School;
2.3.2 Permission must be obtained from the Dean;
2.3.3 The dissertation advisor is responsible for obtaining permission from the new institution and making the necessary arrangements. The student should verify any state regulations regarding distance education and reciprocity between states that could impact their decision;
2.3.4 The student will continue to receive a stipend and health care benefits from the St. Jude Graduate School, but support for supplies and travel will not be provided. The advisor will be billed at the new institution for these costs;
2.3.5 The student will keep the formed dissertation committees, return to the St. Jude Graduate School for scheduled committee meetings and defend their dissertation at the St. Jude Graduate School;
2.3.6 The dissertation advisor must attend the PhD defense, but may participate in committee meetings via teleconferencing to review documents and data;
2.3.7 The dissertation advisor is responsible for dissertation-related travel expenses;
2.3.8 The dissertation advisor is responsible for required tuition fees at the new institution.
2.4 Senior Graduate Student Remains in the Graduate School
2.4.1 If the student is close to the completion of his or her PhD degree but cannot relocate with their advisor, they must identify a member of the Graduate Faculty who can facilitate the completion of the PhD in a timely manner.
2.4.2 The Department Chair and the departing advisor (if available) will play an important role in identifying the most appropriate Graduate Faculty member;
2.4.3 Ideally, the student’s project can continue in the new laboratory and the departing advisor can remain on the dissertation committee and provide mentorship and guidance;
2.4.4 If that is not feasible, the new project should be closely related to the original project, involving similar techniques, concepts and fundamental mechanisms. The dissertation committee membership can be modified if necessary;
2.4.5 If a new project is necessary, data, results and publications from the original project can be included in the dissertation document.
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V1.0 – May 23, 2023
Curriculum Committee – Approved on May 23, 2023
Responsible Conduct of Research (RCR) is vital to conducting science in a rigorous manner. The St. Jude Children’s Research Hospital Graduate School of Biomedical Sciences (“Graduate School”) provides appropriate RCR training for its enrolled students. Each degree program in the Graduate School has specific RCR training requirements for enrolled students. The purpose of this policy is to outline the requirements.
This policy applies to all students enrolled at the Graduate School, regardless of mode of instruction and physical location of the student.
Stakeholders who must comply with this policy include any Graduate School student enrolled in the applicable Graduate School programs and any individual responsible for administering the training or monitoring completion of training.
1.1 Students working towards a PhD degree are required to complete at least eight contact hours of training over a period of four years. Master’s students are strongly recommended to attend any and all trainings of interest.
1.2 PhD in Biomedical Sciences
1.2.1 The PhD in Biomedical Sciences program follows the National Institutes of Health’s RCR mandate for scientific trainees. All students enrolled in the PhD in Biomedical Sciences program must complete CITI training in their first year and at least eight (8) hours of RCR training by the end of the Spring semester of their second year. Qualifying RCR training is administered by the Academic Programs Office (APO) in St. Jude Children’s Research Hospital. This training is based on a formal, comprehensive series of didactic lectures and discussion groups led by senior faculty and administrators. Instruction should involve substantive contact hours between the trainees and the participating faculty. APO will record attendance for all RCR sessions and forward attendance rosters to the Assistant Dean. The Assistant Dean will notify the Registrar when students have completed their RCR training requirements. The Registrar will note RCR training completion on the student’s official transcript. Completion of RCR training is a mandatory entry on the student transcript.
1.3 MS in Clinical Investigations
1.3.1 Students enrolled in the MS in Clinical Investigations program will fulfill the Graduate School’s RCR training requirements by the successful completion of the “Advanced Research Methods” course.
1.4 MS in Global Child Health
1.4.1 Students enrolled in the MS in Global Child Health program will fulfill the Graduate School’s RCR training requirements by the successful completion of the “Research Methods in Global Health” course.
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V1.0 – June 14, 2023
Curriculum Committee – Approved on June 14, 2023
This policy outlines general graduate admission and recruiting practices of the St. Jude Children’s Research Hospital Graduate School of Biomedical Sciences (“Graduate School”). This policy is governed by (1) integrity and honesty, (2) consistency with the Graduate School’s mission, (3) identifying students committed to personal achievement and drive to succeed, (4) academic excellence, and (5) promoting diversity across all degree programs.
This policy and its accompanying procedures apply to all Graduate School staff, faculty, current and prospective students.
Stakeholders affected by this policy include all Graduate School faculty and staff actively engaging in admissions as well as current and prospective students.
1.1 All potential applicants are referred to the Graduate School website for information and instructions on how to apply and the detailed information of required admissions materials, supplementary materials, and admission timeline (admissions page for each program).
1.2 Financial incentives are strictly prohibited although applicants are fully supported during recruitment visits to the Graduate School. In addition, Graduate School staff and students host potential applicants at group events during meetings and other recruiting events.
1.3 Student selection into each program is overseen by Admissions Committees that are comprised of Graduate School faculty members. The Admissions Committee for each degree granting program is responsible for identifying the best candidates for entry into the program. Although the charter governing each program’s Admissions Committee is largely uniform, there are some program specific admissions requirements that are fully described on the website. The Associate Dean may serve as an ex officio, non-voting member and must be free of all conflicts of interest. All members of the Admissions Committees must declare any potential conflicts of interest and abstain from discussion, ranking, and voting of any applicant with whom they have a conflict of interest.
1.4 The entire admissions process is coordinated by dedicated software that is widely used in the US and abroad by prospective graduate students.
1.5 A graduate student at another institution may not transfer into the Graduate School unless accompanied by a St. Jude-recruited and THEC-approved Graduate Faculty member; additionally, students who transfer with a St. Jude-recruited THEC-approved Graduate Faculty member may only transfer into the doctoral program and not into the master’s program.
1.6 The Graduate School has specific guidelines for transfer admissions, which can be reviewed in the Transfer into the Graduate School from other Programs Policy.
1.7 St. Jude and the Graduate School encourage diversity on campus and do not discriminate on the basis of race, national origin, sex, genetic information, sexual orientation, age, religion, disability, veteran’s status, disabled veteran’s status, or any other status protected by federal or Tennessee law. The Graduate School is committed to creating an inclusive learning environment that provides cultural and ethnic diversity. Underrepresented minorities are encouraged to apply to the program.
1.8 Admissions decisions will be made initially without consideration to criminal history; however, all applicants must pass background and registry checks prior to final admission into the Graduate School (exceptions may be made for international applicants). Criminal history will be evaluated on a case-by-case basis.
1.9 All students must be proficient in English because all instruction will be given in English.
1.10 Late enrollment is available at the Dean’s discretion, and the applicant must go through the Graduate School’s admissions process.
2.1 Each Graduate School program follows the same admissions process, which comprises:
2.2 The Admissions Committees consult with the Dean prior to the admissions cycle to confirm the number of slots available for each program based on the strategy and budget of the Graduate School.
2.3 Once the application review process is complete, each Admissions Committee generates a final offer list.
2.4 The Graduate School uses the following admissions decisions:
2.5 Applicants are required to accept/reject/ defer offers by April 15th, which is the national acceptance date in the US. However, further offers can be made and accepted after this date. Depending on the number of accepted offers, additional applicants may be considered after April 15th. Such applicants must complete an application, be reviewed, and recommended by the respective Admissions Committee and interviewed (if applicable) by the Chair of the Admissions Committee and at least one additional Admissions Committee member, then reviewed and approved by the appropriate Admissions Committee.
2.6 All applicants must pass background and registry checks and drug screen prior to final admission into the Graduate School. Exceptions may be made for international applicants.
2.7 All offers of admission in any degree program are valid and in effect up to the deadline noted in the admit letter and their acceptance prior to the admit deadline will be honored irrespective of the number of offers that are accepted.
2.8 After the incoming cohort is confirmed for each degree program, a debrief meeting of the process is held with the respective Admissions Committee Chair, Associate Dean, and Assistant Dean, along with the Dean or the Dean’s Designee to review the process and identify opportunities for improvement.
2.9 The Graduate School applies its Protection of Student Data Policy to admission records. Admission records are retained according to the retention periods outlined in the Records Retention policy.
Acceptance: the student is granted admission into the Graduate School Conditional acceptance: the student is granted admission under specific circumstances
Denial: the student is denied acceptance from the Graduate School
Waitlist: the student is not granted denial or acceptance and is placed on a ranked list that will be revisited depending on the yield for that program
Deferral: the student is offered admission and may defer their admission for up to 2 years maximum
Transfer applicant: a prospective student that has begun their graduate education at another institution and is applying to transfer into the Graduate School to continue their education; the applicant must meet the criteria for transfer stated in the Transfer into the Graduate School from other Programs Policy
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V1.0 – June 6, 2023
Clinical Investigations Admissions Committee – May 30, 2023
Global Child Health Admissions Committee – June 5, 2023
Biomedical Sciences Admissions Committee – June 6, 2023
All students in the St. Jude Children’s Research Hospital Graduate School of Biomedical Sciences (“Graduate School”) whose program requires on-campus presence or are considered full-time must fulfill health screening requirements to maintain the overall wellbeing of the St Jude community. This policy outlines the scope of those health screening requirements.
The policy applies to all students whose program requires an on-campus presence or are considered full-time.
Students who will be physically present on the St. Jude campus or are considered full-time must have documentation of vaccination to measles, mumps, rubella, and varicella. If proof of prior vaccination cannot be established at time of orientation, blood titers will be performed to test immunity. Students who will work with highly pathogenic influenza viruses must receive the annual influenza vaccine unless a medical or religious accommodation is approved. All other students physically present on the St. Jude campus must receive the annual influenza vaccine or sign a declination form.
The St. Jude Children’s Research Hospital Graduate School, through its own staff or through designees, may engage in an interactive process with students who have a qualifying medical condition or who object to a health requirement based on sincerely held religious beliefs, to determine if a reasonable accommodation can be provided. This process will require a determination of whether an accommodation would create an undue hardship for the St. Jude Children’s Research Hospital Graduate School and/or would pose a direct threat to the health or safety of others on campus.
Stakeholders affected by this policy include all Graduate School students whose program requires on-campus presence or are considered full-time.
1.1 All newly admitted students, as part of the onboarding process, are required to complete an online health screening. In addition, newly admitted students whose program requires an on-campus presence or are considered full-time are required to meet with an occupational health nurse no later than the first day of employment.
1.2 Due to the immunocompromised state of St. Jude patients, immunization compliance is of utmost importance. All students whose program requires an on-campus presence or are considered full-time must complete all components of the health screening process, to include vaccination(s); blood analysis Mycobacterium Tuberculosis (BAMT) and laboratory test(s) within ten (10) working days of orientation and/or notification from Occupational Health, or complete St. Jude’s declination form.
1.3 All student medical records are confidential and only shared on a business need-to-know basis. Student medical records are maintained separately from other student files in accordance with state and federal law.
2.1 All newly admitted students are required to complete the pre-employment online onboarding process, which includes completion of a form regarding a personal medical history prior to the first day of orientation.
2.2 All newly admitted students whose program requires an on-campus presence or are considered full-time are required to meet with an occupational health nurse during orientation or their first day on campus to ensure completion of the health screening process.
2.3 All newly admitted students should upload any medical records showing proof of required vaccination or immunization into the online onboarding portal or bring the documentation with them to their appointment with an occupational health nurse.
2.4 The student health screening will include a personal medical history and may require screening tests (laboratory tests, BAMT test, immunizations) as applicable to the job responsibilities.
2.5 Students whose work and projects will place them at risk of occupational exposure to hepatitis B virus will be required to receive hepatitis B vaccine or show proof of previous vaccination as a condition of admittance unless medical or religious accommodation is requested, in which case the student shall be referred to the ADA Coordinator. The ADA Coordinator may request or offer for the student to begin the interactive accommodation process by completion of the Accommodation Request form, the Medical Accommodation Request form, and other forms as appropriate.
2.6 All newly admitted students whose program requires an on-campus presence or are considered full-time must have immunity to measles, mumps, rubella, and varicella. Students without positive immunity to measles, mumps, rubella and varicella will be required to receive vaccination(s) as a condition of acceptance/continuation in the program unless medical or religious accommodations are requested, in which case the student shall be referred to the ADA Coordinator. The ADA Coordinator may request or offer for the student to begin the interactive accommodation process by completion of the Accommodation Request form, the Medical Accommodation Request form, and other forms as appropriate.
2.7 Participation in the annual influenza program is required for all students as outlined below.
2.8 If a potentially infected student may pose a direct threat to the health of others, screening or testing requirements including, but not limited to, temperature screens or nasal swab testing for an infectious disease may be required as students enter the St. Jude campus. Under such circumstances, St. Jude may also inquire as to whether students are experiencing symptoms of the infectious illness before permitting them to enter the St. Jude campus. Such “direct threat” circumstances typically arise during a pandemic or other situation in which public health authorities have acknowledged significant community spread.
2.9 Students may be required to have a fitness for duty assessment completed by medical personnel of St. Jude’s choosing if deemed appropriate. See the Graduate School’s Accommodation Policy.
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V1.0 – May 23, 2023
Dean of the Graduate School – Approved on May 23, 2023
The purpose of this policy is to define the student complaints process and describe the process for students to report complaints at the St. Jude Children’s Research Hospital Graduate School of Biomedical Sciences (“Graduate School”).
This policy applies to all graduate students who are enrolled, have previously been enrolled, and/or who have completed a degree program of the Graduate School, regardless of mode of instruction and physical location of the student.
Stakeholders affected by this policy include any Graduate School stakeholder, including any individual, student, faculty member, administrator, staff member, group, or committee that participates in a Graduate School activity.
1.1 The Graduate School will use reasonable methods to respond to all Complaints in a timely manner. Retaliation against graduate students for raising or filing Complaints in good faith will not be tolerated.
2.1 When appropriate, a graduate student should speak directly to the source of their concern. When possible and appropriate, students should attempt to resolve the problem with the other person or persons who are the alleged cause of the Complaint. The parties involved should make every effort to resolve the issue fairly and promptly. If a graduate student is uncomfortable or unable to speak directly with the source of the concern, the student should promptly (within 6 [six] months from the date of the event or incident leading to the Complaint) file a formal written Complaint through EthicsPoint - St. Jude Children's Research Hospital. Complaints can also be filed through EthicsPoint by calling 1-800-433-1847. EthicsPoint is available 24 hours a day, 7 days a week, and students may submit a report confidentially and anonymously.
2.2 Unless named in the Complaint, all submitted complaints that originate from the Graduate School are routed to the Senior Associate Dean of Academic Affairs, Dr. Stacey Schultz-Cherry (E8053 Donald P. Pinkel MD Research Tower, 901-595-6629 or cell 901-216-2627) for triage and assignment. The Complaint is triaged and assigned by the Senior Associate Dean of Academic Affairs to the appropriate reviewer (see Table 1). Based on the nature of the Complaint, and if it is not governed by other policies noted in Table 1, the Senior Associate Dean of Academic Affairs may decide that the Complaint warrants a review by the Student Affairs Committee. If the Senior Associate Dean of Academic Affairs is named in the Complaint, the Dean or their Designee will triage the Complaint. If a Complaint alleges a willful violation of a policy or procedure by Graduate School leadership, the Graduate School Board of Trustees will select appropriate individuals to fulfill appropriate functions under this policy, including, but not limited to, the reviewer.
Table 1: Triage and Assignment of Graduate School Student Complaints |
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Type of Complaint (by subject) | Related Policy | Designated Reviewer (s) |
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Lapse in Professionalism by another student | Student Professionalism Policy | Senior Associate Dean of Academic Affairs or Designee |
Lapse in Professionalism by a Graduate Faculty member | Graduate Faculty Professionalism Policy | Senior Associate Dean of Academic Affairs or Designee |
Academic Issues/Concerns | Various (See Academic Catalog and Graduate School Student Handbook) | Dean or Designee |
Sexual Misconduct | Sexual Harassment in Educational Programs or Activities Policy | Title IX Coordinator |
Research Misconduct | Research Misconduct Policy | Research Integrity Officer or Designee |
2.3 The Student Affairs Committee consists of the Senior Associate Dean of Academic Affairs who will act as chair, the Assistant Deans for each of the degree-granting programs, an additional ad hoc faculty member at large appointed by the Dean, and one rotating student representative. A representative from Legal Services shall act as legal support to the Student Affairs Committee. If one or more of the members of the Student Affairs Committee is temporarily unavailable to serve, the Dean may appoint designees for this purpose. If the formal written Complaint is about one of the members of the Student Affairs Committee, that member will be recused, and the Dean will appoint a designee in their place. The Student Affairs Committee will typically meet within 30 [thirty] business days, but no more than 60 [sixty] business days upon receiving the report to:
2.4 Once the decision has been made by the Student Affairs Committee, the following notifications will be sent:
2.5 If follow up corrective actions or sanctions are required, the Senior Associate Dean of Academic Affairs will ensure these requirements are met and documented. A copy of the Complaint, any investigatory documents, and a statement of the matter’s disposition will be kept in the appropriate student file in the graduate school office for a minimum of three years.
2.6 Any questions about the student complaint process should be directed to the Senior Associate Dean of Academic Affairs.
2.7 As possible, the confidentiality of all students will be maintained.
2.8 It is prohibited to interfere with or obstruct the student complaint process, by any means and through any medium, including but not limited to the following:
2.9 Students are urged to exhaust all possible internal avenues for resolution before filing Complaints with external agencies. If an issue cannot be resolved by the Graduate School, the student has the right to contact the state of Tennessee and its appropriate agencies to determine the course of action. Any person claiming damage or loss because of any act or practice by this institution that may be a violation of Title 49, Chapter 7, Part 20 or Rule Chapter 1540-01-02 may file a Complaint with the Tennessee Higher Education Commission, Division of Postsecondary State Authorization (DPSA). The THEC DPSA is located at 312 Rosa L. Parks Ave., 9th Floor, Nashville, TN 37243. The phone number is (615) 741-5293.
Student Complaint: Synonymous with a student grievance. These terms refer to a mechanism for a student to express dissatisfaction that is the result of a situation that adversely affects a member of the student body.
EthicsPoint: A neutral third-party vendor that is a resource to report student complaints. EthicsPoint is available 24 hours a day, 7 days a week and allows reporter(s) to communicate complaints confidentially and anonymously.
Student Affairs Committee: A Graduate School Committee that consists of the Senior Associate Dean of Academic Affairs, who acts as Chair, the Assistant Deans for each of the degree-granting programs, an additional ad hoc faculty member at large appointed by the Dean, and one rotating student representative.
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V1.0 – May 23, 2023
Dean of the Graduate School – Approved on May 23, 2023
St. Jude Children’s Research Hospital Graduate School of Biomedical Sciences (“Graduate School”) has developed guidelines designed to establish standards of professionalism and professional behavior for students at the Graduate School. The Graduate School expects students to conduct themselves in accordance with good professional and ethical standards at all times. The purpose of this policy is to provide a clear understanding of expectations regarding professional conduct for students in all educational and non-educational settings.
This policy and its accompanying procedures apply to all students at the Graduate School, regardless of the mode of instruction and physical location of the student. This policy applies to student conduct on the St. Jude campus and in activities representing the Graduate School off the St. Jude campus.
Stakeholders affected by this policy include any Graduate School stakeholder, including any individual, student, faculty member, administrator, staff member, group, or committee that participates in a Graduate School activity.
1.1 Statement of Academic Integrity
1.1.1 Academic integrity is the pursuit of scholarly activity in an open, honest, and responsible manner. All students shall act with personal integrity, respect other students’ dignity, rights, and property, and help create and maintain an environment in which all can succeed.
1.1.2 Dishonesty of any kind will not be tolerated. Dishonesty includes, but is not limited to, cheating, plagiarism, and fabricating or falsifying information or citations; facilitating acts of academic dishonesty by others; having unauthorized possession of examinations; submitting work of another person as the student’s own or work previously used without informing the instructor; and tampering with the academic work of other students.
1.1.3 The Graduate School uses educational technologies to monitor academic integrity. This includes the use of anti-plagiarism software to screen documents (including papers, theses, dissertations, etc.) for copied text to ensure originality and the proper use of citations. The Graduate School also uses proctoring software to monitor the examination process and ensure the integrity of online exams.
1.2 Academic Freedom and Responsibility
1.2.1 Academic freedom is the unrestricted search for knowledge and truth and its free expression in the academic community. Academic freedom is vital to the acquisition and dissemination of knowledge for the benefit of the faculty, educational officers, students, administrators, the institution, the academic community, and the public. All members of this community must be able to pursue knowledge and express and defend their viewpoints in an atmosphere of mutual respect.
1.2.2 Persons engaged in research, dissemination of knowledge, and student advisement and advocacy are entitled to full freedom in research and in the publication of the results. Any academic related and creative activities are subject to the Graduate School policies. Students are entitled to freedom in the classroom in discussing their subject, maintaining awareness of the relevance of their contribution to the course or to the mission of the Graduate School. Quality education requires a climate of academic freedom and academic responsibility.
1.2.3 Professional responsibility is the logical correlative of academic freedom. As members of a profession possessing the right of self-government, the academic community has an obligation to define the rights and responsibilities necessary for research and teaching. All members of the academic community are responsible for conducting themselves in ways that will promote the achievement of the purposes for which academic freedom exists. All members of this community shall be free from institutional censorship and retributive measures in response to exercising academic freedom. Students shall attempt, at all times and in good faith, to be accurate, exercise appropriate restraint, show respect for the opinions of others, and clarify that they are not speaking for the institution.
1.3 Professionalism Expectations
1.3.1 Professional and ethical behavior is essential to the Graduate School mission. We are only as strong as our reputations as individuals and as an institution, which includes a commitment to ensure a culture of excellence, innovation, mutual respect, inclusion, and creativity in research, scholarship, and everything we do. It also includes a commitment to respect ethnic, cultural, religious, and lifestyle differences of faculty, staff, colleagues, students, and supporters. Specifically, the Graduate School expects and seeks to foster:
1.3.2 Students are expected to behave professionally to foster a safe and effective learning environment. Professional behavior includes acting with integrity and honesty and exhibiting care, compassion, and respect for others. Students are also expected to behave professionally when representing the Graduate School outside of the St. Jude Campus.
1.3.3 The Graduate School’s expectations for student professionalism apply to online behavior and interactions for Graduate School purposes. The classroom and learning management system are academic environments and certain behaviors are expected when you communicate with your peers and your instructors. These guidelines for online behavior and interaction are known as “netiquette.”
1.3.3.1 When communicating online, students are expected to:
1.3.3.2 In addition to the above-mentioned guidelines, when sending an email to an instructor, teaching assistant, or classmate, students should:
1.3.3.3 When posting on the discussion board in an online class, students should:
1.4 Breaches of Professionalism
1.4.1 The Graduate School will use reasonable methods to address breaches of professionalism. Retaliation against students, faculty, or staff for reporting breaches of professionalism in good faith will not be tolerated (see the Non-Retaliation Policy).
1.4.2 Breaches of professionalism or violations of professionalism may trigger other Graduate School policies and result in disciplinary action.
1.4.3 Breaches of professionalism when conducting activities on behalf of the Graduate School or when representing the Graduate School outside of the St. Jude campus will be subject to this policy.
1.4.4 Examples of minor breaches of professional behavior include but are not limited to the following:
1.4.5 Examples of moderate breaches of professional behavior include but are not limited to the following:
1.4.6 Examples of serious breaches of professional behavior include but are not limited to the following:
2.1 Reporting Professionalism Concerns
2.1.1 Any student, faculty, staff member, or individual associated with the Graduate School may report a student for lack of professional behavior. The individual who reports a professionalism concern is referred to as a “Reporter.” The student who is alleged to have violated the professionalism policy is referred to as a “Respondent.”
2.1.2 Breaches of professionalism should be reported through Ethicspoint. Complaints can also be filed through EthicsPoint by calling 1-800-433-1847. Ethicspoint is available 24 hours a day, 7 days a week, and individuals may submit a report confidentially and anonymously. All professionalism concerns that are reported through Ethicspoint will be categorized by the Senior Associate Dean of Academic Affairs as minor, moderate, or serious breaches of professionalism.
2.2 Addressing Professionalism Breaches of Minor or Moderate Concern
2.2.1 Breaches of professionalism deemed to be minor or moderate are remediated by an informal meeting with the course leader, the Senior Associate Dean of Academic Affairs (or designee), and/or the Associate/Assistant Dean(s) of the relevant program to provide feedback and offer guidance about unprofessional behavior.
2.3 Addressing Professionalism Breaches of Serious Concern
2.3.1 Alleged breaches of professionalism deemed to be serious are triaged to the Student Affairs Committee for review and investigation. If the serious breach of professionalism is related to Sexual Harassment or Research Misconduct, the policy and procedures outlined in the Sexual Harassment in Educational Programs or Activities Policy and the Research Misconduct Policy, respectively, will be followed. The Student Affairs Committee is chaired by the Senior Associate Dean of Academic Affairs and its membership is outlined in the Student Complaints Policy. A representative from the St. Jude Office of Legal Services shall act as legal support to the Student Affairs Committee. If one or more of the members of the Student Affairs Committee is temporarily unavailable to serve, the Dean may appoint designees for this purpose. If a conflict of interest exists, a member must recuse themself. The committee is charged with determining, based on a preponderance of the evidence, whether a Respondent’s actions constitute a serious breach of professionalism and, if so, determining appropriate sanction(s). The committee will review materials from the Senior Associate Dean of Academic Affairs prior to the Student Affairs Committee hearing.
2.3.2 Both Reporter and Respondent may be accompanied to any meeting or hearing held pursuant to this policy by an advisor (limited to Graduate School faculty). An advisor may not be an Attorney or witness. During any such meeting or proceeding, an advisor may advise and provide support to the party but may not speak on the party’s behalf or otherwise participate, or address or question the Senior Associate Dean of Academic Affairs/conduct administrator or Student Affairs Committee, or other parties or witnesses.
2.3.3 The hearing is a closed proceeding, meaning that no one other than the Respondent, Respondent’s advisor, committee members, and necessary Graduate School personnel, may be present. The Reporter (if not anonymous), Reporter’s advisor, and witnesses called to the hearing will be present in the hearing room only when making a statement or being questioned by the committee. In general, hearings will proceed as follows, although the committee has discretion to alter the order or way it hears or receives evidence, and to impose time limits on any stage of the process.
2.3.4 Once the decision has been made by the Student Affairs Committee, the following notifications will be sent:
2.3.5 If follow-up corrective actions or sanctions are required, the Senior Associate Dean of Academic Affairs will ensure these requirements are met and documented. These records will be kept in the appropriate student file with the Registrar.
2.3.6 Possible sanctions as a result of the investigation process and hearing may include but are not limited to:
2.4 As possible, the confidentiality of all students will be maintained.
2.5 It is prohibited to interfere with or obstruct the professionalism process, by any means and through any medium, including but not limited to the following:
2.6 Student Rights and Responsibilities
2.6.1 While the Graduate School encourages the parties to participate fully in the investigative process, the Reporter and/or Respondent(s) may decline to participate. The Graduate School may, however, continue the process without the Reporter and/or Respondent’s participation, including, without limitation, cases in which a party has withdrawn, transferred or graduated from the Graduate School. A Respondent must comply with any disciplinary measures or sanctions/corrective actions issued pursuant to the investigative process, even if the Respondent has declined to participate in the process.
2.6.2 Any student or student group/organization who participates in the investigative and/or hearing process, whether as a Reporter, Respondent, witness or otherwise, has the following rights in the process, as may be applicable to the party:
2.6.3 Respondents in the process have the following additional rights:
2.7 Appeal
2.7.1 A Reporter or Respondent may appeal the outcome of a hearing in writing to the Dean within five (5) business days of the date of the notice of outcome on the grounds of:
2.7.2 The appeal is not a re-hearing of the case, but an opportunity to provide a written statement specifically stating the grounds for the appeal and any supporting information. The burden is on the Reporter or the Respondent bringing the appeal to demonstrate why the finding or sanction should be altered. Appeal requests will be denied if there are insufficient grounds for the appeal.
2.7.3 The Dean or their designee (“appellate officer”) is responsible for deciding on the appeal. The appellate officer may, in their discretion, request to meet with either party to discuss the appealing party’s basis for the appeal, review evidence and/or consult with other individuals as deemed appropriate. The appellate officer will then make a decision on the appeal and notify both parties of the decision in writing. The appellate officer may decide to dismiss the appeal and uphold the initial decision and sanction; impose a greater or lesser sanction; or refer the matter back to the Senior Associate Dean of Academic Affairs or Student Affairs Committee for further consideration with instruction.
Reporter: the individual who reports a professionalism concern
Respondent: the student who is alleged to have violated the professionalism policy
N/A
V1.0 – May 23, 2023
Dean of the Graduate School – Approved on May 23, 2023
The purpose of this policy is to define the rights of Graduate Students and ensure equal access and reasonable accommodations for qualified students with disabilities or disabling conditions at the St Jude Children’s Research Hospital Graduate School of Biomedical Sciences (“Graduate School”).
This policy applies to all students enrolled in the Graduate School, regardless of mode of instruction and physical location of the student.
Stakeholders affected by this policy include all Graduate School students and faculty.
1.1 Equal Access
1.1.1 Embedded in the core values of the Graduate School is a commitment to ensure equal access to a quality higher education experience for a diverse student population. The Graduate School recognizes disability as an aspect of diversity that is integral to society and the Graduate School community. The Graduate School serves as a partner in fostering an inclusive and equitable environment for all Graduate School students.
1.1.2 The Graduate School is committed to providing equal access to educational opportunities for qualified students with disabilities or disabling conditions, in accordance with state and Federal laws. To ensure equality of access for students with disabilities or disabling condition, reasonable accommodations, including auxiliary aids and services, are provided case-by-case through an interactive process with the Graduate School ADA Coordinator (“ADA Coordinator”). As a student with a disability receiving accommodation, it is important to know your rights and responsibilities outlined below.
1.2 Graduate Students Have the Right to:
1.2.1 Equal access to Graduate School courses, programs, services, activities and facilities with or without an accommodation.
1.2.2 Reasonable accommodations, as determined on a case-by-case basis through an interactive process between the student and the ADA Coordinator.
1.2.3 Appropriate privacy and confidentiality of all records regarding their disability and, except as permitted by law, the choice of whether to disclose information related to their disability or disabling condition to course leader(s), lecturer(s), or anyone else.
1.3 Graduate Student Responsibilities:
1.3.1 Notify the ADA Coordinator, in a timely manner, as needing an accommodation related to your disability or disabling condition and complete the Americans with Disabilities Act Student Accommodation Form.
1.3.2 Submit appropriate documentation from a qualified professional, prior to receiving accommodation, verifying the current nature of the disability, the current functional limitations resulting from the disability, the justification for the specific requested accommodation, as well as completion of the Americans with Disabilities Act Medical Accommodation Request Form by a qualified professional. The student is also responsible for submitting any subsequent or additional information necessary to assess eligibility and/or continuation of accommodations and services.
1.3.3 Submit an Accommodations Notification Letter in a timely manner to the desired course lecturer(s) or lecturers. Should a student feel uncomfortable having this discussion with a particular lecturer, the student should contact the ADA Coordinator to request assistance.
1.3.4 Meet with the desired course leader(s) or lecturer(s) to discuss accommodations in their courses.
1.3.5 Requests submitted without reasonable advance notice for each requested auxiliary aid and/or academic adjustment may result in delay and/or inability to coordinate and/or implement the service requested. Contact the ADA Coordinator immediately regarding any issues, concerns, disputes, or delays in receiving approved accommodations, or if you believe you have been discriminated against.
1.3.6 Notify the ADA Coordinator immediately when discontinuing an accommodation (e.g., note taking, etc.) or dropping a course for which alternate format materials are required.
1.3.7 Meet the same academic, technical, performance and behavioral standards expected of all Graduate School students.
1.4 Graduate School’s Rights and Responsibilities. The student understands that the Graduate School has the right and responsibility to the following:
1.4.1 Act in accordance with the Graduate School’s academic standards.
1.4.2 Request current, comprehensive documentation to verify a student's need for reasonable accommodations in the higher education setting.
1.4.3 Discuss a student’s need for reasonable accommodations with the professional source of their documentation (with the student’s signed consent authorizing such discussion).
1.4.4 Discuss the nature of course, curriculum, program or degree requirements with Graduate School’s personnel responsible for the particular course, curriculum, program or degree.
1.4.5 Coordinate with faculty and staff to ensure recommended accommodations are reasonable on a case-by-case basis in each particular situation and if so, that such accommodations are subsequently implemented.
1.4.6 Share information regarding a student’s disability adjustments and/or modifications with Graduate School faculty and/or administrative staff on a need-to-know basis, in order to facilitate the interactive process and assess reasonable accommodations.
1.4.7 Designate a student's adjustments from a range of reasonable accommodations including, equally effective alternatives.
1.4.8 Periodically review recommended reasonable accommodations to ensure their continued necessity and/or reasonableness in a particular program, course of study, classroom setting or environment, and access to other Graduate School programs, services, or benefits.
1.4.9 Deny a request for services and/or specific accommodation if:
2.1 Requesting Accommodations
2.1.1 To request an accommodation under this policy, students must notify the ADA Coordinator. The student must then complete the Americans with Disabilities Act Student Accommodation Form and have a qualified professional complete the Americans with Disabilities Act Medical Accommodation Request Form and submit any necessary documentation and/or information. Information and documentation of the disability should be timely and from appropriate professionals licensed to diagnose the type of disability the student has. Medical documentation will be retained by the ADA Coordinator and will be kept private and confidential.
2.1.2 Requests for accommodations should be made far enough in advance to allow staff adequate time to received and review the necessary information and documents, as well as to coordinate needed services. Generally, it is best to request needed services before a semester begins or as soon as a disability becomes known.
2.1.3 After submission of the necessary information and documentation, the ADA Coordinator and the Graduate School ADA Committee will review the information and documents submitted, request any additional information and documents needed to evaluate the accommodation request, and meet with student and/or the student’s qualified professional to discuss the requested accommodation.
2.1.4 Once a student has been approved for, the student will receive a Student Eligibility Letter for their records that encompasses the options and an Accommodation Notification Letter that the student can provide to individuals of their choice.
2.1.5 Once faculty have been notified, they will work to find proper means to meet the accommodation. In some circumstances, requested accommodations may not be reasonable in specific courses. If this arises, the ADA Coordinator will engage with faculty and determine what is reasonable. In cases where, based on the nature of the course, a requested accommodation is not reasonable or otherwise unable to be provided for a lawful reason the coordinator may explore alternatives if an access barrier is still present.
2.1.6 Students are expected to discuss with their desired course leader(s) and lecturer(s) the need for accommodations in their respective course. Faculty members are expected to discuss such matters privately and maintain confidentiality except to only those who need to know.
2.2 Requesting Additional Accommodations
2.2.1 Students are responsible for notifying the ADA Coordinator if approved accommodations are not being provided in an effective and timely way, if the provided accommodation is not sufficient, or if the student wishes to request additional accommodations. If an accommodation is not implemented in a test-taking or similar situation, the student should address that with the course leader(s) or proctor immediately. If the information provided is found to be true, the amount of time should be added back to the test time such that the student is not disadvantaged.
2.2.2 Accommodations are approved initially based on the needs and access barriers the student is encountering at that time. However, needs and barriers can change and/or evolve as a student progresses through an academic program. If a student encounters new barriers, emergent needs, or seeks to modify a current accommodation, the student can request additional accommodations by notifying the ADA Coordinator and completing a new Americans with Disabilities Act Student Accommodation Form and Americans with Disabilities Act Medical Accommodation Request Form, after which the ADA Coordinator will review and reengage in the interactive process.
ADA: Americans with Disabilities Act
N/A
Americans with Disabilities Act Student Accommodation Form
Americans with Disabilities Act Medical Accommodation Request Form
V1.0 – May 23, 2023
Dean of the Graduate School – Approved on May 23, 2023
To document the desired behaviors and practices regarding the acceptable use of the Hospital’s and the Graduate School’s information systems.
The policy and its accompanying procedures apply to all faculty and staff as well as students at the Graduate School regardless of mode of instruction and physical location of the student.
Stakeholders affected by this policy include all Graduate School students, faculty, and staff.
In following the acceptable use agreement, you agree to:
1.1 General Use
1.1.1 Exercise good judgment regarding the protection and security of the Hospital and the Graduate School information assets. Failure to follow security policies and standards could place the Hospital and the Graduate School in violation of laws and regulations such as the Health Insurance Portability and Accountability Act (HIPAA) and Protection of Student Data.
1.1.2 Exercise good judgment when communicating as a member of the Graduate School over email, social media or other technology. Members of the Graduate School should not use language that may be offensive, obscene, sexually explicit, threatening, intimidating, discriminatory, retaliatory, or harassing.
1.1.3 Promptly report the theft, loss, or unauthorized disclosure of the Graduate School Confidential or Protected information (e.g., grades, student information, proprietary information) to the Graduate School and Information Security Office.
1.1.4 Use of Hospital or Graduate School technologies (network, Internet, email, computers, files shares and applications) is done so with the understanding that they are monitored for security purposes and there is no right to or expectation of privacy when using Hospital or Graduate School owned technology. The Hospital or the Graduate School reserves the right to access, monitor and disclose contents of the Internet, email, and voice mail messages or other communications made through the Hospital or Graduate School owned systems.
1.1.5 Use of Hospital or Graduate School information systems with the understanding that occasional personal use is allowed provided it is not associated with a personal business, does not interfere with productivity, and does not preempt legitimate Hospital or Graduate School business activity.
1.1.6 Refrain from attempting to test, circumvent, or defeat any security system or monitoring capability.
1.1.7 Refrain from using Hospital or the Graduate School information systems to engage in any unlawful or obscene activities that could put Hospital and/or the Graduate School at risk. Examples include, but are not limited to, the following:
1.2 Asset Usage
1.2.1 Physically secure all Hospital and the Graduate School assets taken off-site at all times. Mobile devices should not be left in unattended bags, luggage, or vehicles.
1.2.2 Return all Hospital and the Graduate School issued assets upon termination of enrollment, employment, contract, or agreement. Access to Hospital and Graduate School systems, networks, and facilities will be disabled upon termination.
1.2.3 Use personal devices to store or access Hospital and Graduate School information only when authorized to do so and in accordance with defined policies and standards for personal devices.
1.3 Clear Desk/Clear Screen
1.3.1 Log off from applications or network services when they are no longer needed and lock workstations when leaving your workspace unattended.
1.3.2 Control physical access to Confidential or Protected information at all times to prevent unauthorized access, e.g. lock doors to offices and file cabinets, do not leave Confidential or Protected documents in view, stay with visitors in areas with Confidential or Protected information, and do not leave Confidential or Protected information on and immediately remove from fax machines and printers.
1.4 Data Protection
1.4.1 Refrain from transferring or storing electronic protected health information (ePHI) or student protected data to a cloud-based service that has not been approved by Information Services and the Office of Legal Services. Using an unauthorized cloud-based service for ePHI and student data may be a violation of HIPAA and the Hospital’s requirement to perform due diligence on all third-parties that process or store ePHI and the Graduate School’s requirement to safeguard student records. The Graduate School has a policy and procedure to protect the security of its student records and back up all data. Individuals should refer to the policies listed as reference documents for more information on record retention and protection of student data.
1.4.2 Use only authorized technologies, applications, and/or services verified to meet Hospital and Graduate School security requirements. If an alternative application or cloud-based service must be used, you agree not to transfer or store sensitive or confidential information on such applications or services.
1.4.3 Do not forward Hospital or Graduate School business related emails containing Confidential or Protected information to a personal account.
1.5 Information System Access
1.5.1 Maintain the confidentiality of authentication credentials you have been entrusted with (e.g. passwords, PINS, badges, etc.). Your authentication credentials must not be shared.
1.5.2 Create and change your passwords in accordance with Hospital Information Services password requirements (e.g. password length, password composition).
1.5.3 Be responsible for all activities that use your credentials.
1.6 Physical Security
1.6.1 Dispose of any electronic media containing confidential or protected information in accordance with Hospital and Graduate School disposal policies and standards.
1.6.2 Dispose of any paper containing Confidential or Protected Information securely using a locked disposal container or cross-cut paper shredder.
1.6.3 Refrain from using photographic, video, audio or other recording equipment, such as cameras in mobile devices, unless authorized.
1.7 Removable Media
1.7.1 Encrypt all removable media used to store Confidential or Protected information.
1.7.2 Refrain from connecting a removable media device from an unknown origin to a Hospital or Graduate School computer or information system as it may contain malware.
2.1 The Graduate School has internal procedures for addressing security breaches to protect Graduate School information (including student records).
Removable media: portable data storage medium that can be added to or removed from a computing device or network.
N/A
V1.0 – May 25, 2023
Dean of the Graduate School – Approved on May 25, 2023
Derived from St. Jude Policy Non-Retaliation Reference #1148 (Owner, Tamara Walk Harris)
The St. Jude Children’s Research Hospital Graduate School of Biomedical Sciences (“Graduate School”) is committed to complying with applicable statutes and regulations and protecting Graduate School stakeholders from retaliation for good faith reporting of suspected or actual wrongdoing. This policy provides notice to the Graduate School's faculty, staff, and students of their whistleblower rights and remedies.
This policy applies to all Graduate School faculty members, staff members, students regardless of mode of instruction and physical location of the student.
Stakeholders affected by this policy include all Graduate School students, faculty, and staff (collectively Graduate School stakeholders).
1.1 The Graduate School requires all faculty, staff, and students to report known or suspected wrongdoing. The Graduate School does not permit or condone any form of retaliation for good faith reporting of a wrongdoing or for participating in an internal investigation. No adverse action(s) will be taken against a Graduate School staff member for making reports in good faith. A Graduate School stakeholder may not be terminated, demoted (as applicable), or otherwise discriminated against for disclosing information that the individual reasonably believes is evidence of wrongdoing related to a local, state, federal, or foundation contract or grant to any of the following persons or entities: the staff or faculty member’s supervisor or student’s advisor, Chief Compliance Officer (or their designee), the Office of Legal Services, or the Research Integrity Officer; a member of Congress or representative of a committee of Congress; an Inspector General; the Government Accountability Office; a federal employee responsible for contract or grant oversight or management at the agency related to the federal contract or grant; an authorized official of the Department of Justice or other law enforcement agency; or a court or grand jury.
1.2 All supervisors and advisors have a responsibility to create a work environment in which ethical and legal concerns may be raised and openly discussed without fear of retaliation or retribution and to protect the identity of the reporter to the extent possible. Actions that might constitute retaliation, retribution or harassment include, but are not limited to, negative grade assignment, intimidation, threats, demotion, suspension, denial of promotion or raises, or loss of employment or professional opportunities.
1.3 This policy may not be used as a defense against a disciplinary action if that action has been taken for legitimate reasons and in a manner that is consistent with the Graduate School’s policies and procedures. Additionally, Graduate School stakeholders who knowingly and intentionally make false allegations of non-compliance will be subject to disciplinary measures, in accordance with the Graduate School’s policies and procedures.
2.1 Graduate School administrators, supervisors, and student advisors should maintain an open work environment that encourages Graduate School staff members to report problems and concerns. All Graduate School administrators, supervisors, and advisors are expected to educate Graduate School stakeholders on this policy, provide periodic reminders of this policy, and maintain appropriate documentation of the training.
2.2 Anyone who receives a report of possible wrongdoing must immediately notify the Chief Compliance Officer (CCO), Chief Legal Officer (CLO), or Research Integrity Officer (RIO) upon any report of retaliation.
2.3 Graduate School stakeholders may report real or suspected retaliation related to compliance to Graduate School administrators, their supervisor, their advisor, the CCO, CLO, RIO, or EthicsPoint by calling 1-800-433-1847 or by reporting online (https://secure.ethicspoint.com/domain/media/en/gui/13837/report.html).
2.4 The person taking the report must document the conversation in writing and should include specific information to document and support the retaliation complaint. A copy of the written report will be provided to the CCO.
2.5 Confidentiality will be maintained to the extent possible, informing only those individuals who have a need to know. Investigations of real or suspected retaliation are confidential and should not be shared with anyone outside the investigation team.
2.6 The CCO or designee will investigate and respond to the complainant promptly. This initial review will only assess the nature and seriousness of the retaliatory action.
2.7 The final determination as to whether retaliation has occurred in violation of this policy will be made by the CCO in consultation with the Office of Legal Services. If the COO determines that a faculty member, staff member or student at the Graduate School has violated this policy, the COO will inform the Dean of the Graduate School.
2.8 The CCO will provide a report to the CSC and the Board of Governors regarding any allegations of retaliation and the resolution of any allegations. If allegations of retaliation involve a Graduate School student or faculty member, the reports detailing the allegations and any resolutions will be communicated to the Dean of the Graduate School.
2.9 Graduate School staff members cannot exempt themselves from the consequences of wrongdoing by reporting their own wrongdoing, although self-reporting may be taken into account in determining the appropriate course of action.
2.10 If a Graduate School staff member believes that they have been discharged, demoted, or otherwise discriminated against for disclosing wrongdoing related to a federal contract or grant to a person or entity listed above, the Graduate School staff member may submit a complaint to the Inspector General of the federal agency responsible for the contract or grant within three (3) years of the date on which the alleged retaliatory conduct took place.
2.10.1 The federal agency will receive a report from the Inspector General following its investigation of the alleged retaliatory conduct.
2.10.2 No later than thirty (30) days after receiving the Inspector General's investigation report, the head of the federal agency may deny the Graduate School staff member or student relief or may take one or more of the following actions:
2.10.3 If the head of the federal agency denies the Graduate School staff member relief or fails to issue an order to the Graduate School within 210 days after the Graduate School staff member or student filed their retaliation complaint (provided there was not an extension or bad faith delay), the Graduate School staff member may file an action against the Graduate School. Generally, the Graduate School staff member or student must file with the court within two (2) years of (i) the federal agency order denying the Graduate School staff member relief or (ii) the failure to issue an order within 210 days after the Graduate School staff member filed their retaliation complaint.
2.10.4 Additional information on whistleblower protection related to federal contracts and grants may be found at the relevant federal agency's Inspector General website or at 41 U.S.C. § 4712.
Good Faith: Honest intent to act without taking an unfair advantage over another; disclosing perceived wrongdoing without deception.
Harassment: Verbal or physical conduct that denigrates or shows hostility or aversion toward a person when such conduct has the purpose or effect of creating an intimidating, hostile, or offensive working environment.
Graduate School stakeholder: All faculty, staff, students, volunteers, agents, vendors, and contractors as well as any other persons or entities acting or providing services on behalf of the Graduate School.
Wrongdoing: Examples of Wrongdoing include, but are not limited to non-compliance, illegal or fraudulent activity, financial misstatements or accounting/auditing irregularities, undisclosed conflicts of interests or dishonest or unethical conduct, violation of St. Jude’s policies or Code of Conduct or other laws, rules, regulations and/or policies. For purpose of this policy and procedure, Wrongdoing related to a federal contract or grant (as set forth at 41 U.S.C. § 4712) may include the following: gross mismanagement of a federal contract or grant; a gross waste of federal funds; an abuse of authority relating to a federal contract or grant; a substantial and specific danger to public health or safety; and/or a violation of law, rule, regulation related to a federal contract (including bidding for or negotiating of a contract) or grant.
N/A
V1.0 – May 25, 2023
Dean of the Graduate School – Approved on May 25, 2023
In the spirit of the U.S. Department of Education’s implementing regulations for Title IX of the Education Amendments of 1972 (“Title IX”) (see 34 C.F.R. § 106 et seq.), the St. Jude Children’s Research Hospital Graduate School of Biomedical Sciences (Graduate School) prohibits Sexual Harassment that occurs within its education programs and activities. Title IX and its implementing regulations also prohibit retaliation for asserting claims of discrimination based on sex.
In their educational programs and activities, the Graduate School, St. Jude Children’s Research Hospital, Children’s GMP, and St. Jude Children’s Research Hospital Home Care, LLC. (collectively, St. Jude) are committed to providing a learning and working that promotes personal integrity, civility, and mutual respect in an environment free of discrimination on the basis of sex. St. Jude has developed this policy to guide processes for complaints, Investigation, and resolution of Sexual Harassment in its educational programs and activities.
This policy prohibits Sexual Harassment as defined below and related retaliation occurring in a St. Jude educational program or activity. Such offenses constitute violations of this policy, are unacceptable, and will not be tolerated.
This policy prohibits such misconduct by students, trainees, alumni, faculty, employees, applicants for employment, sponsored organizations, outside programs, and all other persons, including third-Party visitors (collectively, “St. Jude”) against anyone participating, or attempting to participate, in St. Jude’s educational programs or activities. This policy prohibits this misconduct when the complainant and respondent are members of the same sex and when they are members of the opposite sex. It applies regardless of national origin, immigration status, or citizenship status. St. Jude’s prohibition on Sexual Harassment and related retaliation extends to all aspects of its educational programs and activities, including but not limited to admissions, employment, academics, and student services.
For purposes of this policy, Sexual Harassment includes Quid Pro Quo Sexual Harassment, Hostile Environment Sexual Harassment, Sexual Assault, Domestic Violence, Dating Violence, and Stalking.
St. Jude will provide to persons who experience Sexual Harassment ongoing remedies as reasonably necessary to restore or preserve access to St. Jude’s education programs and activities.
Administrators, faculty members, staff, students, contractors, guests, and other members of the St. Jude community who commit Sexual Harassment are subject to the full range of discipline including verbal reprimand; written reprimand; mandatory training, coaching, counseling; mandatory monitoring; partial or full probation; partial or full suspension; fines; permanent separation from the institution (that is, termination or dismissal); physical restriction from St. Jude property; cancellation of contracts; and any combination of the same.
This policy does not apply to Sexual Harassment that occurs off of the St. Jude campus in a private setting, and outside the scope of St. Jude education programs and activities. Such sexual misconduct may be prohibited by the Graduate School Student Professionalism Policy if committed by a student, the Faculty Handbook if committed by a faculty member, or other St. Jude policies and standards if committed by an employee.
Consistent with the U.S. Department of Education’s implementing regulations for Title IX, this policy does not apply to Sexual Harassment that occurs outside the geographic boundaries of the United States, even if the Sexual Harassment occurs in a St. Jude education program or activity. Sexual Harassment that occurs outside the geographic boundaries of the United States may be governed by the Graduate School Student Professionalism Policy if committed by a student, the Faculty Handbook if committed by a faculty member, or other St. Jude policies and standards if committed by an employee, including but not limited to the Employee-Student Relationships policy.
St. Jude will resolve complaints of violations of this policy in accordance with the resolution procedure protections stated in sections 1.1, 1.2, and 1.3.
Stakeholders who must comply with this policy include all Graduate School students, staff, and faculty.
1.1 Promptness, Fairness and Impartiality
1.1.1 This policy provides for prompt, fair, and impartial Investigations and resolutions of complaints. All St. Jude officials involved in the Investigation or Hearing process shall discharge their obligations under these procedures fairly and impartially. If an involved St. Jude official determines that they cannot apply these procedures fairly and impartially due to any actual or perceived conflict of interest, another appropriate individual will be designated to administer these procedures. Parties should notify the Title IX Coordinator of any perceived conflicts with such officials.
1.2 Privacy and Confidentiality
1.2.1 St. Jude considers complaints and Investigations conducted under this policy to be private matters for the Parties involved and will make reasonable and appropriate efforts to preserve all Parties’ privacy when investigating and resolving a complaint. For that reason, St. Jude will protect the identity of persons involved in reports of sexual misconduct to the best of its ability. St. Jude will only share personally identifiable information with persons on a “need to know” basis so that St. Jude may investigate and respond to the complaint or to deliver resources or support services. St. Jude does not publish the names or post identifiable information about persons involved in a report of sexual misconduct. However, St. Jude cannot guarantee confidentiality to those who make complaints.
1.2.2 If a complainant insists that the complainant’s name not be disclosed to the respondent, St. Jude’s ability to respond may be limited. St. Jude reserves the right to initiate an Investigation despite a complainant’s request for confidentiality in limited circumstances involving serious or repeated conduct or where the respondent may pose a continuing threat to St. Jude community.
1.2.3 In rare circumstances, such as when there is an ongoing threat to the St. Jude community or alleged physical sexual misconduct involving a minor, the Title IX Coordinator will promptly notify the St. Jude Security Department or law enforcement as necessary.
1.3 Jurisdiction, Expression, and Academic Freedom
1.3.1 St. Jude will construe and apply this policy consistent with the principles around open expression and academic freedom specified in the Faculty Handbook and other St. Jude policies. In no case will a Respondent be found to have committed Sexual Harassment based on expressive conduct that is protected by these principles.
1.3.2 St. Jude will investigate complaints within the scope of this policy and, if necessary, take appropriate action to prevent the recurrence of Sexual Harassment and remedy its effects.
1.3.3 In situations where the alleged Sexual Harassment occurred outside of the context of a St. Jude educational program or activity, or where the respondent is not a member of the St. Jude community (including when the respondent has graduated or left St. Jude), St. Jude will not conduct an Investigation, but may address the situation and provide appropriate resources to impacted individuals and, where appropriate, the broader St. Jude community.
1.3.4 Where a report under this policy alleges misconduct that, if proven, would not constitute a violation of this policy, St. Jude will not begin or will terminate an Investigation under this policy, as appropriate. Such misconduct may be addressed through other policies.
1.3.5 Application of this policy to reports of Sexual Harassment does not waive parallel proceedings for related allegations under other applicable policies and procedures, such as other student or workplace policies.
In cases where Sexual Harassment is alleged to have occurred in a St. Jude educational program or activity on St. Jude campus, that misconduct will be addressed under this policy and procedure, even if one or more Parties is enrolled or employed at another educational institution.
1.3.6 To the extent there are any inconsistencies between this policy and complaint resolution procedures and other St. Jude student, workplace, grievance, complaint, bargaining unit agreements or discipline procedures, this policy and complaint resolution procedures will control the resolution of complaints alleging violations of this policy.
1.4 Title IX Coordinator:
Pamela Holiday, Room L130.08, 567 Building, 901-595-1125, TitleIX@stjude.org
1.5 Deputy Title IX Coordinators:
1.6 Roles and Responsibilities for Students
1.6.1 It is the responsibility of students to review this policy and comply with it
1.7 Roles and Responsibilities for Title IX Coordinator
1.7.1 It is the responsibility of the Title IX Coordinator to:
1.7.2 In addition to reporting to the Title IX Coordinator, any person may report Sexual Harassment to any St. Jude employee with managerial authority over other employees, including department Chairs, deans, unit supervisors, and other managers (Reporting Officials) who must promptly forward such report of Sexual Harassment to the Title IX Coordinator.
1.7.3 St. Jude employees who are not Reporting Officials are encouraged, but are not required to, forward reports of Sexual Harassment to the Title IX Coordinator.
1.8 Roles and Responsibilities for Administrators, Department Chairs, and Other Managers
1.8.1 It is the responsibility of administrators, department chairs, and other supervisors (i.e., those that formally supervise faculty, employees, and staff) to:
2.1 Reporting Conduct (Sexual Harassment) that may Constitute a Crime
2.1.1 Sexual Harassment that may constitute a crime includes Sexual Assault, Domestic Violence, Dating Violence, or Stalking.
2.1.2 If you believe you are the victim of the crimes of Sexual Assault, Domestic Violence, Dating Violence, get to safety and do everything possible to preserve evidence by making certain that the crime scene is not disturbed. Preservation of evidence may be necessary for proof of the crime or in obtaining a protection order. For those who believe that they are victims of Sexual Assault, Domestic Violence, or Dating Violence, St. Jude recommends the following:
2.1.3 It is also important to take steps to preserve evidence in cases of Stalking, to the extent such evidence exists. Such evidence is more likely to be in the form of letters, emails, text messages, or electronic images, rather than evidence of physical contact and violence. This type of evidence also will be useful in all types of Sexual Harassment Investigations.
2.1.4 Any person who wishes to make a report of Sexual Harassment that may also constitute a crime is encouraged to make a complaint to local law enforcement or the St. Jude Security Department (contact information provided below, under Resources). If requested, St. Jude will assist the complainant in notifying the appropriate law enforcement authorities. In the event of an emergency, please contact 911.
2.1.5 An individual reporting Sexual harassment to St. Jude may also decline to notify such authorities.
2.2 Reporting Sexual Harassment
2.2.1 Individuals who wish to report Sexual Harassment should submit a report to the Title IX Coordinator, Deputy TIX Coordinator, and/or Ethics Point.
2.3 Timing of Reports
2.3.1 There is no time limit for reporting an incident of sexual misconduct; however, reports should be made as soon as possible after the incident, preferably within one year, because the passing of time makes a review of the evidence more difficult and the memories of involved Parties become less reliable. Late reporting may limit St. Jude’s ability to investigate and respond to the alleged sexual misconduct.
2.3.2 So that St. Jude has sufficient information to investigate a complaint, the complaint should include, to the extent known: (1) the date(s) and time(s) of the alleged conduct; (2) the names of all person(s) involved in the alleged conduct, including possible Witnesses; (3) all details outlining what happened; and (4) contact information for the complainant so that St. Jude may follow up appropriately.
2.4 Presumption of Non-Responsibility
2.4.1 Respondents must be given written assurance that they are presumed not responsible. From the time a report or Formal Complaint is made, a Respondent is presumed not responsible for the alleged misconduct until a determination regarding responsibility is made final.
2.5 Preliminary Assessment
2.5.1 After receiving a report under “Reporting Sexual Harassment,” the Title IX Coordinator will conduct a preliminary assessment to determine:
2.5.2 If the Title IX Coordinator determines that the conduct reported could not fall within the scope of this policy, and/or could not constitute Sexual Harassment, even if investigated, the Title Coordinator will close the matter and may notify the reporting Party if doing so is consistent with privacy requirements. The Title IX Coordinator may refer the report to other St. Jude offices, as appropriate.
2.5.3 If the Title IX Coordinator determines that the conduct reported could fall within the scope of this policy, and/or could constitute Sexual Harassment, if investigated, the Title IX Coordinator will proceed to contact the Complainant (Section 2.6 Contacting the Complainant). As part of the preliminary assessment, the Title IX Coordinator may take investigative steps to determine the identity of the Complainant, if it is not apparent from the report.
2.5.4 If the Title IX Coordinator determines that the report of Sexual Harassment involves a faculty member or student at the Graduate School, the Title IX Coordinator will keep the Dean of the Graduate School informed throughout the process.
2.6 Contacting the Complainant
2.6.1 If a report is not closed as a result of the preliminary assessment (Section 2.5 Preliminary Assessment) and the Complainant’s identity is known, the Title IX Coordinator will promptly contact the Complainant to discuss the availability of Supportive Measures (Section 2.7 Supportive Measures); to discuss and consider the Complainant’s wishes with respect to Supportive Measures; to inform the Complainant about the availability of Supportive Measures with or without filing a Formal Complaint; and to explain the process for filing and pursuing a Formal Complaint. The Complainant will also be provided options for filing complaints with the local police and information about resources that are available on campus and in the community.
2.7 Supportive Measures
2.7.1 If a report is not closed as a result of the preliminary assessment (see “Preliminary Assessment”), the St. Jude will offer and make available Supportive Measures to the Complainant regardless of whether the Complainant elects to file a Formal Complaint.
2.7.2 Contemporaneously with the Respondent being notified of a Formal Complaint (see “Notice of Formal Complaint”), the Title IX Coordinator will notify the Respondent of the availability of Supportive Measures for the Respondent, and St. Jude will offer and make available Supportive Measures to the Respondent in the same manner in which it offers and makes them available to the Complainant. St. Jude will also offer and make available Supportive Measures to the Respondent before the Respondent is notified of a Formal Complaint, if the Respondent requests such measures.
2.7.3 St. Jude will maintain the confidentiality of Supportive Measures provided to either a Complainant or Respondent, to the extent that maintaining such confidentiality does not impair St. Jude’s ability to provide the Supportive Measures in question.
2.8 Interim Removal
2.8.1 At any time after receiving a report of Sexual Harassment, the Title IX Coordinator may remove a student Respondent from one or more of St. Jude’s Education programs and activities on an temporary basis if an individualized safety and risk analysis determines that an immediate threat to the physical health or safety of any student or other individual arising from the allegations of Sexual Harassment justifies removal. In the event the Title IX Coordinator imposes an interim removal, the Title IX Coordinator must offer to meet with the Respondent within twenty-four hours and provide the Respondent an opportunity to challenge the interim removal.
2.8.2 In the case of a Respondent who is a non-student employee (administrator, faculty, or staff), and in its discretion, St. Jude may place the Respondent on administrative leave at any time after receiving a report of:
2.8.3 For all other Respondents, including independent contractors and guests, St. Jude retains broad discretion to prohibit such persons from entering onto its campus and other properties at any time, and for any reason, whether after receiving a report of Sexual Harassment or otherwise.
2.9 Making a Formal Complaint
2.9.1 A Complainant may file a Formal Complaint with the Title IX Coordinator requesting that St. Jude investigate and adjudicate a report of Sexual Harassment in accordance with the provisions “Investigation” and “Adjudication.” Provided, however, that at the time the Complainant submits a Formal Complaint, the Complainant must be participating in, or attempting to participate in, one or more of St. Jude’s Education Programs or Activities.
2.9.2 A Complainant may file a Formal Complaint with the Title IX Coordinator in person, by regular mail, or by email using the contact information specified in “Reporting Sexual Harassment.” No person may submit a Formal Complaint on the Complainant’s behalf.
2.9.3 In a case where a Complainant elects not to file a Formal Complaint, the Title IX Coordinator may file a Formal Complaint on behalf of St. Jude if doing so is not clearly unreasonable. Such action will normally be taken in limited circumstances involving serious or repeated conduct or where the alleged perpetrator may pose a continuing threat to the St. Jude community. Factors the Title IX Coordinator may consider include (but are not limited to): (a) was a weapon involved in the incident; (b) were multiple assailants involved in the incident; (c) is the accused a repeat offender; and (d) does the incident create a risk of occurring again.
2.9.4 If the Complainant or the Title IX Coordinator files a Formal Complaint, then St. Jude will commence an Investigation as specified in “Investigation” and proceed to adjudicate the matter as specified in “Adjudication,” below. In all cases where a Formal Complaint is filed, the Complainant will be treated as a Party, irrespective of the Party’s level of participation.
2.9.5 In a case where the Title IX Coordinator files a Formal Complaint, the Title IX Coordinator will not act as a Complainant or otherwise as a Party for purposes of the Investigation and Adjudication processes.
2.10 Consolidation of Formal Complaints
2.10.1 St. Jude may consolidate Formal Complaints as to allegations of Sexual Harassment against more than one Respondent, or by more than one Complainant against one or more Respondents, or by one Party against the other Party, where the allegations of Sexual Harassment arise out of the same facts or circumstances. Where the Investigation and Adjudication process involve more than one Complainant or more than one Respondent, references in this policy to the singular “Party,” “Complainant,” or “Respondent” include the plural, as applicable. A Formal Complaint of Retaliation may be consolidated with a Formal Complaint of Sexual Harassment.
2.11 Bad-Faith Complaints and False Information
2.11.1 While St. Jude encourages all good-faith complaints of sexual misconduct, St. Jude has the responsibility to balance the rights of all Parties. It is a violation of this policy for any person to submit a report or Formal Complaint that the person knows, at the time the report or Formal Complaint is submitted, to be false or frivolous. It is also a violation of this policy for any person to knowingly make a materially false statement during the course of an Investigation, Adjudication, or appeal under this policy. Violations of this Section are not subject to the Investigation and Adjudication processes in this policy; instead, they may be addressed under the Graduate School Student Professionalism Policy or the St. Jude Code of Conduct in the case of students and other policies and standards, as applicable, for other persons.
2.11.2 If St. Jude’s Investigation reveals that a complaint was knowingly false, the complaint will be dismissed and the person who filed the knowingly false complaint may be subject to discipline.
2.11.3 All Parties and Witnesses involved in the Investigation are expected to cooperate and provide complete and truthful information. A Party or Witness who knowingly provides material false information during an Investigation or fails to cooperate in an Investigation or Hearing will not be retaliated against, but may be subject to discipline.
2.12 Reporting Sexual Misconduct Outside the Scope of This Policy
2.12.1 Individuals are encouraged to report to Human Resources alleged sexual misconduct or other discriminatory conduct that occurs outside of education programs at St. Jude, occurs outside the U.S., or that does not meet the definition of Sexual Harassment or Retaliation provided in this policy.
2.13 Discipline
2.13.1 In the event a policy violation is determined to have occurred, the Hearing panel will also determine appropriate sanctions and corrective actions for the respondent, including termination, dismissal, or other appropriate sanctions. The decision on sanctions will be communicated to the Parties, in a manner consistent with applicable law. The decision of the Hearing panel on sanctions shall be final.
2.13.2 Possible sanctions and corrective actions can include, but are not limited to:
2.13.3 St. Jude may assign other sanctions as appropriate in each particular situation. To the greatest extent possible, sanctions and corrective actions will be imposed in accordance with relevant policies and/or procedures and other requirements set forth in the applicable St. Jude policies or handbooks that may be developed over time, or contracts. In addition, St. Jude may take steps to remediate the effects of a violation on victims and others.
2.14 Dismissal Prior to Commencement of Investigation
2.14.1 In a case where the Complainant files a Formal Complaint, the Title IX Coordinator will evaluate the Formal Complaint and must dismiss it if the Title IX Coordinator determines:
2.14.2 In the event the Title IX Coordinator determines the Formal Complaint should be dismissed pursuant to this Section, the Title IX Coordinator will provide written notice of dismissal to the Parties and advise them of their right to appeal as specified in Section 2.40 Appeal. The Title IX Coordinator may refer the subject matter of the Formal Complaint to other St. Jude offices, as appropriate. A dismissal pursuant to this Section is presumptively a final determination for purposes of this policy, unless otherwise specified in writing by the Title IX Coordinator in the written notice of dismissal.
2.15 Notice of Formal Complaint
2.15.1 Within five (5) days of the Title IX Coordinator receiving a Formal Complaint, the Title IX Coordinator will transmit a written notice to the Complainant and Respondent that includes:
2.15.2 Should St. Jude elect, at any point, to investigate allegations that are materially beyond the scope of the initial written notice, St. Jude will provide a supplemental written notice describing the additional allegations to be investigated.
2.16 Resources
2.16.1 Any individual affected by or accused of Sexual Harassment will have equal access to support and counseling services offered through St. Jude. St. Jude encourages any individual who has questions or concerns to seek support of St. Jude identified resources. The Title IX Coordinator is available to provide information about St. Jude’s policy and procedure and to provide assistance. A list of St. Jude identified resources is located at the end of this policy.
2.17 Conflicts of Interest, Bias, and Procedural Complaints
2.17.1 The Title IX Coordinator, Investigator, Hearing Officer, Administrative Officer, appeal Officer, and Informal Resolution facilitator will be free of any material conflicts of interest or material bias. Any Party who believes one or more of these St. Jude officials has a material conflict of interest or material bias must raise the concern promptly so that St. Jude may evaluate the concern and find a substitute, if appropriate. The failure of a Party to timely raise a concern of a conflict of interest or bias may result in a waiver of the issue for purposes of any appeal specified in “Appeal,” or otherwise.
2.18 Objections Generally
2.18.1 Parties are expected to raise any objections, concerns, or complaints about the Investigation, Adjudication, and appeals process in a prompt and timely manner so that St. Jude may evaluate the matter and address it, if appropriate.
2.19 Special Procedure Concerning Complaints Against the Dean, the Title IX Coordinator, or Other Administrators Ranked Higher than the Title IX Coordinator
2.19.1 If a report involves alleged conduct on the part of the St. Jude Graduate School Dean, St. Jude Graduate School’s Board of Trustees (“Board”) will designate appropriate individuals to fulfill appropriate functions under this policy, including, but not limited to, the Investigator, Hearing Officer, Administrative Officer, Informal Resolution Officer, and/or Appeal Officer. Based on the information gathered by the Investigation.
2.19.2 If a complaint involves alleged conduct on the part of the Title IX Coordinator or any administrator ranked higher than the Title IX Coordinator, the St Jude CEO will designate appropriate individuals to fulfill appropriate functions under this policy, including, but not limited to, the Investigator, Hearing Officer, Administrative Officer, Informal Resolution Officer, and/or Appeal Officer.
2.20 Advisor of Choice
2.20.1 At any meeting described in this policy until an Investigation, Adjudication, and appeal are complete, the Complainant and Respondent will have the right to be accompanied by an Advisor of their choice to all meetings, interviews, and Hearings that are part of the Investigation, Adjudication, and appeal process. The Advisor may but is not required to be an attorney.
2.20.2 Except for the questioning of Witnesses during the Hearing described in “Hearing,” the Advisor will play a passive role and is not permitted to communicate on behalf of a Party, insist that communication flow through the Advisor, or communicate with St. Jude about the matter without the Party being included in the communication. In the event a Party’s Advisor of choice engages in material violation of the parameters specified in this Section and “Hearing,” St. Jude may preclude the Advisor from further participation, in which case the Party may select a new Advisor of their choice.
2.20.3 In the event a Party is not able to secure an Advisor to attend the Hearing specified in “Hearing,” and requests St. Jude to provide an Advisor, St. Jude will provide the Party an Advisor, without fee or charge to the Party, who will conduct questioning on behalf of the Party at the Hearing. St. Jude will have sole discretion to select the Advisor it provides. The Advisor St. Jude provides may be, but is not required to be, an attorney.
2.20.4 St. Jude is not required to provide a Party with an Advisor in any circumstance except where the Party does not have an Advisor present at the Hearing described in “Hearing,” and requests that St. Jude provide an Advisor.
2.21 Commencement of the Investigation
2.21.1 After the written notice of Formal Complaint is transmitted to the Parties, an Investigator selected by the Title IX Coordinator will undertake an Investigation to gather evidence relevant to the alleged misconduct, including inculpatory evidence (which implies or tends to establish responsibility for a violation of this policy as alleged) and exculpatory evidence (which implies or tends to establish a lack of responsibility for a violation of this policy as alleged).
2.21.2 The burden of gathering evidence sufficient to reach a determination in the Adjudication lies with St. Jude and not with the Parties.
2.21.3 The Investigation will culminate in a written Investigation report, as specified in “Investigation Report,” that will be submitted to the adjudicator during the selected Adjudication process. Although the length of each Investigation may vary depending on the totality of the circumstances, the St. Jude strives to complete each Investigation promptly and thoroughly of the transmittal of the written notice of Formal Complaint.
2.22 Equal Opportunity
2.22.1 During the Investigation, the Investigator will provide an equal opportunity for the Parties to identify and have considered Witnesses and other inculpatory and exculpatory evidence; similar and timely access information; equal opportunity to review any statements and evidence provided by the other Party; and equal access to review and comment upon any information independently developed by the Investigator. Each Party has equal ability to be interviewed, to present Witnesses (including fact and expert Witnesses), and to present inculpatory and exculpatory evidence.
2.22.2 The Investigator retains discretion to limit the number of Witness interviews the Investigator conducts or the other evidence the Investigator seeks to gather if the Investigator finds that testimony or evidence would be unreasonably cumulative (that is, repeats what has already been established), if the Witnesses are offered solely as character references and do not have information relevant to the allegations at issue, or if the Witnesses or evidence are offered to provide information that is categorically inadmissible, such as information concerning sexual history of the Complainant, as specified in “Sexual History.” The Investigator will not restrict the ability of the Parties to gather and present relevant evidence on their own.
2.22.3 The Investigation is a Party’s opportunity to present testimonial and other evidence that the Party believes is relevant to resolution of the allegations in the Formal Complaint. A Party that is aware of and has a reasonable opportunity to present particular evidence and/or identify particular Witnesses during the Investigation, and elects not to, will be prohibited from introducing any such evidence during the Adjudication absent a showing of mistake, inadvertence, surprise, or excusable neglect.
2.23 Clear and Convincing Evidence Standard
2.23.1 In making any determination on the resolution of a complaint and Investigation, St. Jude will apply a clear and convincing evidence standard; that is, it will determine whether it is highly and substantially more probable to be true than not that Sexual Harassment occurred and the decision maker must have a firm belief or conviction in its factuality.
2.24 Documentation of Investigation
2.24.1 The Investigator will take reasonable steps to ensure the Investigation is documented. Interviews of the Parties and Witnesses may be documented by the Investigator’s notes, audio recorded, video recorded, or transcribed. The particular method utilized to record the interviews of Parties and Witnesses will be determined by the Investigator in the Investigator’s sole discretion, although whatever method is chosen shall be used consistently throughout a particular Investigation.
2.25 Access to the Evidence
2.25.1 At the conclusion of the evidence-gathering phase of the Investigation, but before the completion of the Investigation report, the Investigator will transmit to each Party and their Advisor, in either electronic or hard copy form, all evidence obtained as part of the Investigation that is directly related to the allegations raised in the Formal Complaint, including (1) evidence on which St. Jude may choose not to rely at any Hearing and (2) inculpatory or exculpatory evidence whether obtained from a Party or some other source. The Parties will have ten (10) days in which to submit to the Investigator a written response, which the Investigator will consider before completing the Investigation report.
2.25.2 The Parties and their Advisors are permitted to review the evidence solely for the purposes of this grievance process and may not duplicate or disseminate the evidence to the public.
2.26 Investigation Report
2.26.1 After the period for the Parties to provide any written response as specified “Access to Evidence” has expired, the Investigator will complete a written Investigation report that fairly summarizes the various steps taken during the Investigation, summarizes the relevant evidence collected, lists material facts on which the Parties agree, and lists material facts on which the Parties do not agree. When the Investigation report is complete, the Investigator will transmit a copy to the Title IX Coordinator. The Investigator will also transmit the Investigation report to each Party and their Advisor, in either electronic or hard copy form.
2.27 Adjudication Process Selection
2.27.1 After the Investigator has sent the Investigation report to the Parties, the Title IX Coordinator will transmit to each Party a notice advising the Party of the two different Adjudication processes. The notice will explain that the Hearing process specified in Section 2.28 is the default process for adjudicating all Formal Complaints and will be utilized unless both Parties voluntarily consent to administrative Adjudication as specified in Section 2.38 as a form of Informal Resolution. The notice will be accompanied by a written consent to administrative Adjudication and will advise each Party that, if both Parties execute the written consent to administrative Adjudication, then the administrative Adjudication process will be used in in lieu of the Hearing process. Parties are urged to carefully review this policy, consult with their Advisor, and consult with other persons as they deem appropriate (including an attorney) before consenting to administrative Adjudication
2.27.2 Each Party will have three (3) days from transmittal of the notice specified in this Section to return the signed written consent form to the Title IX Coordinator. If either Party does not timely return the signed written consent, that Party will be deemed not to have consented to administrative Adjudication and the Formal Complaint will be adjudicated pursuant to the Hearing process.
2.28 Hearing Process
2.28.1 The default process for adjudicating Formal Complaints is the Hearing process specified in this Section 2.28. The Hearing process will be used to adjudicate all Formal Complaints unless both Parties timely consent to administrative Adjudication as specified in Section 2.38.
2.29 Hearing Officer
2.29.1 After selection of the Hearing process as the form of Adjudication, the Title IX Coordinator will promptly appoint a Hearing Officer who will oversee the Hearing process and render a determination of responsibility for the allegations in the Formal Complaint, at the conclusion of the Hearing process. The Title IX Coordinator will see that the Hearing Officer is provided a copy of the Investigation report and a copy of all evidence transmitted to the Parties by the Investigator.
2.30 Pre-Hearing Conference
2.30.1 Before the Hearing, the Hearing Officer will conduct a pre-Hearing conference with the Parties and their Advisors. The pre-Hearing conference will be conducted live, with simultaneous and contemporaneous participation by the Parties and their Advisors. By default, the pre-Hearing conference will be conducted with the Hearing Officer, the Parties, the Advisors, and other necessary St. Jude personnel together in the same physical location. However, upon request of either Party, the Parties will be separated into different rooms with technology enabling the Parties to participate simultaneously and contemporaneously by video and audio.
2.30.2 In the Hearing Officer’s discretion, the pre-Hearing conference may be conducted virtually, by use of video and audio technology, where all participants participate simultaneously and contemporaneously by use of such technology.
2.30.3 During the pre-Hearing conference, the Hearing Officer will discuss the Hearing procedures with the Parties; address matters raised in the Parties’ written responses to the Investigation report, as the Hearing Officer deems appropriate; discuss whether any stipulations may be made to expedite the Hearing; discuss the Witnesses the Parties have requested be served with notices of attendance and/or Witnesses the Parties plan to bring to the Hearing without a notice of attendance; and resolve any other matters that the Hearing Officer determines, in the Hearing Officer’s discretion, should be resolved before the Hearing.
2.31 Hearing Notice and Response to the Investigation Report
2.31.1 After the Hearing Officer is appointed by the Title IX Coordinator, the Hearing Officer will promptly transmit written notice to the Parties notifying the Parties of the Hearing Officer’s appointment; setting a deadline for the Parties to submit any written response to the Investigation report; setting a date for the pre-Hearing conference; setting a date and time for the Hearing; and providing a copy of St. Jude’s Hearing Procedures. Neither the pre-Hearing conference, nor the Hearing itself, may be held any earlier than ten (10) days from the date of transmittal of the written notice specified in this Section 2.31.
2.31.2 A Party’s written response to the Investigation report must include:
2.31.3 A Party’s written response to the Investigation report also may include:
2.32 Issuance of Notices of Attendance
2.32.1 After the pre-Hearing conference, the Hearing Officer will transmit notices of attendance to any St. Jude employee (including administrator, faculty, or staff) or student whose attendance is requested at the Hearing as a Witness. The notice will advise the subject of the specified date and time of the Hearing and advise the subject to contact the Hearing Officer immediately if there is a material and unavoidable conflict.
2.32.2 The subject of an attendance notice should notify any manager, faculty member, coach, or other supervisor, as necessary, if attendance at the Hearing will conflict with job duties, classes, or other obligations. All such managers, faculty members, coaches, and other supervisors are required to excuse the subject of the obligation, or provide some other accommodation, so that the subject may attend the Hearing as specified in the notice.
2.32.3 St. Jude will not issue a notice of attendance to any Witness who is not an employee or a student.
2.33 Hearing
2.33.1 After the pre-Hearing conference, the Hearing Officer will convene and conduct a Hearing pursuant to St. Jude’s Hearing Procedures. The Hearing will be audio recorded. The audio recording will be made available to the Parties for inspection and review upon reasonable notice, including for use in preparing any subsequent appeal.
2.33.2 The Hearing will be conducted live, with simultaneous and contemporaneous participation by the Parties and their Advisors. By default, the Hearing will be conducted with the Hearing Officer, the Parties, the Advisors, Witnesses, and other necessary St. Jude personnel together in the same physical location. However, upon request of either Party, the Parties will be separated into different rooms with technology enabling the Parties to participate simultaneously and contemporaneously by video and audio.
2.33.3 In the Hearing Officer’s discretion, the Hearing may be conducted virtually, by use of video and audio technology, where all participants participate simultaneously and contemporaneously by use of such technology.
2.33.4 While the Hearing Procedures and rulings from the Hearing Officer will govern the particulars of the Hearing, each Hearing will include, at a minimum:
2.33.5 Except as otherwise permitted by the Hearing Officer, the Hearing will be closed to all persons except the Parties, their Advisors, the Investigator, the Hearing Officer, the Title IX Coordinator, and other necessary St. Jude personnel. With the exception of the Investigator and the Parties, Witnesses will be sequestered until such time as their testimony is complete.
2.33.6 During the Hearing, the Parties and their Advisors will have access to the Investigation report and evidence that was transmitted to them pursuant to “Access to Evidence.”
2.33.7 While a Party has the right to attend and participate in the Hearing with an Advisor, a Party and/or Advisor who materially and repeatedly violates the rules of the Hearing in such a way as to be materially disruptive may be barred from further participation and/or have their participation limited, as the case may be, in the discretion of the Hearing Officer.
2.33.8 Subject to the minimum requirements specified in this Section (“Hearing”), the Hearing Officer will have sole discretion to determine the manner and particulars of any given Hearing, including with respect to the length of the Hearing, the order of the Hearing, and questions of admissibility. The Hearing Officer will independently and contemporaneously screen questions for relevance in addition to resolving any contemporaneous objections raised by the Parties and will explain the rational for any evidentiary rulings. The Hearing is not a formal judicial proceeding and strict rules of evidence do not apply. The Hearing Officer will have discretion to modify the Hearing Procedures, when good cause exists to do so, and provided the minimal requirements specified in this Section (“Hearing”) are met.
2.34 Subjection to Questioning
2.34.1 In the event that any Party or Witness refuses to attend the Hearing, or attends but refuses to submit to questioning by the Parties’ Advisors, the statements of that Party or Witness, as the case may be, whether given during the Investigation or during the Hearing, will not be considered by the Hearing Officer in reaching a determination of responsibility. However, the Hearing Officer may consider the testimony of any Party or Witness, whether given during the Investigation or during the Hearing, if the Parties jointly stipulate that the testimony may be considered or in the case where neither Party requested attendance of the Witness at the Hearing.
2.34.2 In applying this Section (“Subjection to Questioning”), the Hearing Officer will not draw an inference about the determination regarding responsibility based solely on a Party or a Witness’s absence from the live Hearing and/or refusal to submit to questioning by the Parties’ Advisors.
2.35 Deliberation and Determination
2.35.1 After the Hearing is complete, the Hearing Officer will objectively evaluate all relevant evidence collected during the Investigation, including both inculpatory and exculpatory evidence, together with testimony and non-testimony evidence received at the Hearing, and ensure that any credibility determinations made are not based on a person’s status as a Complainant, Respondent, or Witness. The Hearing Officer will take care to exclude from consideration any evidence that was ruled inadmissible at the pre-Hearing conference, during the Hearing, or by operation of “Subjection to Questioning.” The Hearing Officer will resolve disputed facts using a clear and convincing standard and reach a determination regarding whether the facts that are supported by a clear and convincing standard constitute one or more violations of this policy as alleged in the Formal Complaint.
2.36 Discipline and Remedies
2.36.1 If the Hearing Officer determines that the Respondent is responsible for violating this policy, the Hearing Officer will, before issuing a written decision, consult with an appropriate St. Jude official with disciplinary authority over the Respondent and such official will determine any discipline to be imposed. The Hearing Officer will also, before issuing a written decision, consult with the Title IX Coordinator who will determine whether and to what extent ongoing support measures or other remedies will be provided to the Complainant.
2.36.2 If the Respondent is a faculty member or student at the Graduate School, the Dean of the Graduate School will be involved in the discipline and remedy process.
2.37 Written Decision
2.37.1 After reaching a determination and consulting with the appropriate St. Jude official and Title IX Coordinator as required by Sections 13 and 2.36 Discipline and Remedies, the Hearing Officer will prepare a written decision that will include:
2.37.2 Identification of the allegations potentially constituting Sexual Harassment made in the Formal Complaint;
2.37.3 The Hearing Officer’s written determination will be transmitted to the Parties. This transmission concludes the Hearing process, subject to any right of appeal as specified in “Appeal.” Although the length of each Adjudication by Hearing will vary depending on the totality of the circumstances, St. Jude strives to issue the Hearing Officer’s written determination within fourteen (14) days of the conclusion of the Hearing.
2.38 Administrative Adjudication (Optional)
2.38.1 In lieu of the Hearing process, the Parties may consent to have a Formal Complaint resolved by administrative Adjudication as a form of Informal Resolution. Administrative Adjudication is voluntary and must be consented to in writing by both Parties and approved by the Title IX Coordinator as specified in ”Adjudication Process Selection.” At any time before the Administrative Officer’s determination is issued, a Party has the right to withdraw from administrative Adjudication and request a live Hearing as specified in ”Hearing Process.”
2.38.2 If administrative Adjudication is selected, the Title IX Coordinator will appoint an Administrative Officer. The Title IX Coordinator will confirm that the Administrative Officer is provided a copy of the Investigation report and a copy of all the evidence transmitted to the Parties by the Investigator as specified in “Access to Evidence.”
2.38.3 The Administrative Officer will promptly send written notice to the Parties notifying them of the Administrative Officer’s appointment; setting a deadline for the Parties to submit any written response to the Investigation Report; and setting a date and time for each Party to meet with the Administrative Officer separately. The Administrative Officer’s meetings with the Parties will not be held any earlier than ten (10) days from the date of transmittal of the written notice specified in this paragraph.
2.38.4 A Party’s written response to the Investigation report must include:
2.38.5 After reviewing the Parties’ written responses, the Administrative Officer will meet separately with each Party to provide the Party with an opportunity make any oral argument or commentary the Party wishes to make and for the Administrative Officer to ask questions concerning the Party’s written response, the investigative report, and/or the evidence collected during the Investigation.
2.38.6 After meeting with each Party, the Administrative Officer will objectively revaluate all relevant evidence, including both inculpatory and exculpatory evidence and ensure that any credibility determinations made are not based on a person’s status as a Complainant, Respondent, or Witness. The Administrative Officer will take care to exclude from consideration any evidence that the Administrative Officer determines should be ruled inadmissible based on the objections and arguments raised by the Parties in their respective written responses to the Investigation report. The Administrative Officer will resolve disputed facts using a clear and convincing standard and reach a determination regarding whether the facts that are supported by a clear and convincing standard of the evidence constitute one or more violations of the policy as alleged in the Formal Complaint.
2.38.7 Thereafter, the Administrative Officer will consult with St. Jude official(s) and the Title IX Coordinator, in the manner specified in Section 2.35 “Deliberation and Determination” and will prepare and transmit a written decision in the manner as specified in Section 2.37 “Written Decision” which shall serve as a resolution for purposes of Informal Resolution. If the Respondent is a faculty member or student at the Graduate School, the Dean of the Graduate School will be involved in the resolution process.
2.38.8 Transmittal of the Administrative Officer’s written determination concludes the administrative Adjudication, subject to any right of appeal as specified in Section 2.40 “Appeal.”
2.38.9 Although the length of each administrative Adjudication will vary depending on the totality of the circumstances, St. Jude strives to issue the Administrative Officer’s written determination within twenty-one (21) days of the transmittal of the initiating written notice specified in this Section 2.38 “Administrative Adjudication.”
2.38.10 Other language in this Section notwithstanding, Informal Resolution will not be permitted if the Respondent is a non-student employee accused of committing Sexual Harassment against a student.
2.39 Dismissal During Investigation or Adjudication
2.39.1 St. Jude shall dismiss a Formal Complaint at any point during the Investigation or Adjudication process if the Title IX Coordinator determines that one or more of the following is true:
2.39.2 St. Jude may dismiss a Formal Complaint at any point during the Investigation or Adjudication process if the Title IX Coordinator determines that any one or more of the following is true:
2.39.3 If the Title IX Coordinator dismisses a Formal Complaint pursuant to this Section, the Title IX Coordinator will provide written notice of dismissal to the Parties and advise them of their right to appeal as specified in Section 2.40 ”Appeal.” The Title IX Coordinator may refer the subject matter of the Formal Complaint to other St. Jude offices, as appropriate. A dismissal pursuant to this Section is presumptively a final determination as it pertains to this policy, unless otherwise specified in writing by the Title IX Coordinator in the written notice of dismissal.
2.40 Appeal
2.40.1 Either Party may Appeal the determination of an Adjudication, or a dismissal of a Formal Complaint, on one or more of the following grounds:
2.40.2 No other grounds for Appeal are permitted.
2.40.3 A Party must file an Appeal within seven (7) days of the date they receive Notice of Dismissal or Determination appealed from or, if the other Party appeals, within five (5) days of the other Party appealing, whichever is later. The Appeal must be submitted in writing to the Appeal Officer. The Appeal must specifically identify the determination and/or dismissal appealed from, articulate which one or more of the three grounds for Appeal are being asserted, explain in detail why the appealing Party believes the Appeal should be granted, and articulate what specific relief the appealing Party seeks.
2.40.4 Promptly upon receipt of an Appeal, the Appeal Officer will conduct an initial evaluation to confirm that the Appeal is timely filed and that it invokes at least one of the permitted grounds for Appeal. If the Appeal Officer determines that the Appeal is not timely, or that it fails to invoke a permitted ground for Appeal, the Appeal Officer will dismiss the Appeal and provide written notice of the same to the Parties.
2.40.5 If the Appeal Officer confirms that the Appeal is timely and invokes at least one permitted ground for Appeal, the Appeal Officer will provide written notice to the other Party that an Appeal has been filed and that the other Party may submit a written opposition to the Appeal within seven (7) days. The Appeal Officer shall also promptly obtain from the Title IX Coordinator any records from the Investigation and Adjudication necessary to resolve the grounds raised in the Appeal.
2.40.6 Upon receipt of any opposition, or after the time period for submission of an opposition has passed without one being filed, the Appeal Officer will promptly decide the Appeal and transmit a written decision to the Parties that explains the outcome of the Appeal and the rationale.
2.40.7 The determination of a Formal Complaint, including any discipline, becomes final when the time for Appeal has passed with no Party filing an Appeal or, if any Appeal is filed, at the point when the Appeal Officer has resolved all Appeals, either by dismissal or by transmittal of a written decision.
2.40.8 No further review beyond the Appeal is permitted.
2.40.9 Although the length of each Appeal will vary depending on the totality of the circumstances, St. Jude strives to issue the Appeal Officer’s written decision within thirty (30) days of an Appeal being filed.
2.41 Treatment Records and Other Privileged Information
2.41.1 During the Investigation and Adjudication processes, the Investigator and Adjudicator, as the case may be, are not permitted to access, consider, disclose, permit questioning concerning, or otherwise use:
2.41.2 However, the Investigator and/or Adjudicator, as the case may be, may consider any such records or information otherwise covered by this Section if the Party holding the privilege affirmatively discloses the records or information to support their allegation or defense.
2.42 Sexual History
2.42.1 During the Investigation and Adjudication processes, questioning regarding a Complainant’s sexual predisposition or prior sexual behavior are not relevant, unless such questions and evidence about the Complainant’s prior sexual behavior are offered to prove that someone other than the Respondent committed the conduct alleged, or if the questions and evidence concern specific incidents of the Complainant’s prior sexual behavior with respect to the Respondent and are offered to prove consent. However, a Complainant who affirmatively uses information otherwise considered irrelevant by this Section for the purpose of supporting the Complainant’s allegations, may be deemed to have waived the protections of this Section.
2.43 Informal Resolution
2.43.1 At any time after the Parties are provided written notice of the Formal Complaint as specified in “Notice of Formal Complaint,” and before the completion of any Appeal specified in “Appeal,” the Parties may voluntarily consent, with the Title IX Coordinator’s approval, to engage in mediation, facilitated resolution, or other form of dispute resolution the goal of which is to enter into a final resolution resolving the allegations raised in the Formal Complaint by agreement of the Parties. Administrative Adjudication as specified in “Administrative Adjudication” is a form of Informal Resolution.
2.43.2 The specific process for any Informal Resolution will be determined by the Parties and the Title IX Coordinator, in consultation together. Before commencing the Informal Resolution process agreed upon, the Title IX Coordinator will transmit a written notice to the Parties that:
2.43.3 After receiving the written notice specified in this paragraph, each Party must voluntarily provide written consent to the Title IX Coordinator, before the Informal Resolution process may begin.
2.43.4 During the Informal Resolution process, the Investigation and Adjudication processes that would otherwise occur are stayed (that is, paused) and all related deadlines are suspended.
2.43.5 If the Parties reach a resolution through the Informal Resolution process, and the Title IX Coordinator agrees that the resolution is not clearly unreasonable, the Title IX Coordinator will put the terms of the agreed resolution in writing and give them to the Parties for their written signature indicating their agreement. Once both Parties and the Title IX Coordinator sign the written resolution, the resolution is final; the allegations addressed by the resolution are considered resolved and will not be subject to further Investigation, Adjudication, remediation, or discipline by St. Jude, unless otherwise provided in the resolution itself, absent a showing that a Party induced the resolution by fraud, misrepresentation, or other misconduct or where required to avoid a manifest injustice to either Party or to St. Jude.
2.43.6 However, if the form of Informal Resolution is administrative Adjudication (see ”Administrative Adjudication”) there shall not be an agreed resolution requiring the Parties’ signatures; instead, the determination issued by the Administrative Officer shall serve as the resolution and conclude the Informal Resolution process, subject only to any right of appeal.
2.43.7 Except for a resolution resulting from the “Administrative Adjudication” process, all other forms of Informal Resolution pursuant to this Section are not subject to appeal.
2.43.8 A Party may withdraw their consent to participate in Informal Resolution at any time before a resolution has been finalized.
2.43.9 Unless the Title IX Coordinator provides an extension, any Informal Resolution process must be completed within twenty-one (21) days from the Parties agreeing to the Informal Resolution process. If an Informal Resolution process does not result in a resolution within twenty-one (21) days, and absent an extension, abeyance—that is, a temporary suspension of the Informal Resolution process, or other contrary ruling by the Title IX Coordinator—the Informal Resolution process will be deemed terminated, and the Formal Complaint will be resolved through the Investigation and Adjudication procedures provided in this policy. The Title IX Coordinator may adjust any time periods or deadlines in the Investigation and/or Adjudication process that were suspended as provided in this Section.
2.43.10 Other language in this Section notwithstanding, Informal Resolution will not be permitted if the Respondent is a non-student employee accused of committing Sexual Harassment against a student.
2.44 Relationship with Criminal Process
2.44.1 This policy sets forth St. Jude’s processes for responding to reports and Formal Complaints of Sexual Harassment. St. Jude’s processes are separate, distinct, and independent of any criminal processes. While St. Jude may temporarily delay its processes under this policy to avoid interfering with law enforcement efforts if requested by law enforcement, St. Jude will otherwise apply this policy and its processes without regard to the status or outcome of any criminal process.
2.45 Recordings
2.45.1 Wherever this policy specifies that an audio or video recording will be made, the recording will be made only by St. Jude and is considered property of St. Jude, subject to a right of access that a Party may have under this policy, or other applicable federal, state, or local laws. Only St. Jude is permitted to make audio or video recordings under this policy. The surreptitious recording of any meeting, interview, Hearing, or other interaction contemplated under this policy is strictly prohibited. Any Party who wishes to transcribe a Hearing by use of a transcriptionist must seek pre-approval from the Hearing Officer.
2.46 Vendors, Contractors and Third Parties
2.46.1 St. Jude does business with various vendors, contractors, and other third parties who are not students or employees of St. Jude. Notwithstanding any rights that a given vendor, contractor, or third-party Respondent may have under this policy, St. Jude retains its right to limit any vendor, contractor, or third-party’s access to campus for any reason and St. Jude retains all rights it enjoys by contract or law to terminate its relationship with any vendor, contractor, or third-party irrespective of any process or outcome under this policy.
2.47 Retaliation
2.47.1 It is a violation of this policy to engage in Retaliation, retaliate against any member of the St. Jude community who reports or assists in making a complaint of Sexual Harassment or who participates, or refuses to participate, in the Investigation or resolution of a report of Sexual Harassment in any way. Persons who believe they have experienced retaliation in violation of this policy should make a complaint in the manner set forth in this policy.
2.47.2 Reports and Formal Complaints of retaliation may be made in the manner specified in Section 2.2 “Reporting Sexual Harassment,” and Section 2.9 “Making a Formal Complaint.” Any report or Formal Complaint of Retaliation will be processed under this policy in the same manner as a report or Formal Complaint of Sexual Harassment, as the case may be. St. Jude retains discretion to consolidate a Formal Complaint of Retaliation with a Formal Complaint of Sexual Harassment for Investigation and/or Adjudication purposes if the two Formal Complaints share a common nexus.
2.48 Confidentiality
2.48.1 St. Jude will keep confidential the identity of any individual who has made a report or Formal Complaint of Sexual Harassment or Retaliation including any Complainant, the identity of any individual who has been reported to be a perpetrator of Sexual Harassment or Retaliation including any Respondent, and the identity of any Witness. St. Jude will also maintain the confidentiality of its various records generated in response to reports and Formal Complaints, including, but not limited to, information concerning Supportive Measures, notices, Investigation materials, Adjudication records, and appeal records.
2.48.2 However, St. Jude may reveal the identity of any person or the contents of any record, if necessary to carry out St. Jude’s obligations under Title IX and its implementing regulations including the conduct of any Investigation, Adjudication, or appeal under this policy or any subsequent judicial proceeding, or as otherwise required by law. Further, notwithstanding St. Jude’s general obligation to maintain confidentiality as specified in this policy, the Parties to a report or Formal Complaint will be given access to Investigation and Adjudication materials as provided in this policy.
2.48.3 While St. Jude will maintain confidentiality as provided in this Section, St. Jude will not limit the ability of the Parties to discuss the allegations at issue in a particular case. Parties are advised, however, that the manner in which they communicate about, or discuss a particular case, may constitute Sexual Harassment or Retaliation in certain circumstances and be subject to discipline pursuant to the processes specified in this policy.
2.48.4 Note that certain types of Sexual Harassment are considered crimes for which St. Jude must disclose crime statistics in its Annual Security Report that is provided to the campus community and available to the public. These disclosures will be made without including personally identifying information.
2.49 Other Violations of This Policy
2.49.1 Alleged violations of this policy, other than violations of the prohibitions on Sexual Harassment and Retaliation, will be subject to review under the Graduate School Student Professionalism Policy for students, the Faculty Handbook for faculty, or other applicable St. Jude policies and standards.
2.50 Signatures and Form of Consent
2.50.1 For purposes of this policy, either a physical signature or digital signature will be sufficient to satisfy any obligation that a document be signed. Where this policy provides that written consent must be provided, consent in either physical or electronic form, containing a physical or digital signature, as the case may be, will suffice.
2.51 Deadlines, Time, Notices, and Method of Transmittal
2.51.1 Where this policy specifies a period of days by which some act must be performed, the relevant time period will be calculated as follows:
2.51.2 All deadlines and other time periods specified in this policy are subject to modification by St. Jude where, in St. Jude’s sole discretion, good cause exists. Good cause may include, but is not limited to, the unavailability of Parties or Witnesses; the complexities of a given case; extended holidays or closures; sickness of the Investigator, adjudicator, or the Parties; the need to consult with St. Jude’s legal counsel; unforeseen weather events; and the like.
2.51.3 Any Party who wishes to seek an extension of any deadline or other time period may do so by filing a request with the Investigator, Hearing Officer, Administrative Officer, Appeal Officer, or Title IX Coordinator, as the case may be, depending on the phase of the process. Such request must state the extension sought and explain what good cause exists for the requested extension. St. Jude Officer resolving the request for extension may, but is not required to, give the other Party an opportunity to object. Whether to grant such a requested extension will be in the sole discretion of St. Jude.
2.51.4 The Parties will be provided written notice of the modification of any deadline or time period specified in this policy, along with the reasons for the modification.
2.51.5 Where this policy refers to notice being given to Parties “simultaneously,” notice will be deemed simultaneous if it is provided in relative proximity on the same day. It is not necessary that notice be provided at exactly the same hour and minute.
2.51.6 Unless otherwise specified in this policy, the default method of transmission for all notices, reports, responses, and other forms of communication specified in this policy will be email using St. Jude email addresses.
2.51.7 A Party is deemed to have received notice upon transmittal of an email to their St. Jude email address. In the event notice is provided by mail or similar method of post (like FedEx, courier, etc.), a Party will be deemed to have received notice three (3) days after the notice in question is postmarked or otherwise marked as delivered by the carrier.
2.51.8 Any notice inviting or requiring a Party or Witness to attend a meeting, interview, or Hearing will be provided with sufficient time for the Party to prepare for the meeting, interview, or Hearing as the case may be, and will include relevant details such as the date, time, location, purpose, and participants. Unless a specific number of days is specified elsewhere in this policy, the sufficient time to be provided will be determined in the sole discretion of St. Jude, considering all the facts and circumstances, including, but not limited to, the nature of the meeting, interview, or Hearing; the nature and complexity of the allegations at issue; the schedules of relevant St. Jude officials; approaching holidays or closures; and the number and length of extensions already granted.
2.52 Other Forms of Discrimination
2.52.1 This policy applies only to Sexual Harassment. Complaints of other forms of sex discrimination are governed by St. Jude’s Non-Discrimination Policy.
2.53 Education
2.53.1 St. Jude offers educational programming to a variety of groups such as: campus personnel; incoming students and new employees participating in orientation; and members of student organizations. Among other elements, such training will cover relevant definitions, procedures, and sanctions. To learn more about education resources, please contact the Title IX Coordinator
2.54 Outside Appointments, Dual Appointments, and Delegations
2.54.1 St. Jude retains discretion to retain and appoint suitably qualified persons who are not St. Jude employees to fulfill any function of St. Jude under this policy, including, but not limited to, the Investigator, Hearing Officer, Administrative Officer, Informal Resolution Officer, and/or Appeal Officer.
2.54.2 St. Jude also retains discretion to appoint two or more persons to jointly fulfill the role of Investigator, Hearing Officer, Administrative Officer, Informal Resolution Officer, and/or Appeal Officer.
2.54.3 The functions assigned to a given St. Jude official under this policy, including but not limited to the functions assigned to the Title IX Coordinator, Investigator, Hearing Officer, Administrative Officer, Informal Resolution Officer, and Appeal Officer, may, in St. Jude’s discretion, be delegated by such St. Jude official to any suitably qualified individual and such delegation may be recalled by St. Jude at any time.
2.55 Training
2.55.1 St. Jude will ensure that St. Jude officials acting under this policy, including but not limited to the Title IX Coordinator, Investigators, Hearing Officers, Administrative Officers, Informal Resolution facilitators, St. Jude provided Advisors, and Appeal Officers receive training in compliance with 34 C.F.R. § 106.45(b)(1)(iii) and any other applicable federal or state law.
2.56 Recordkeeping
2.56.1 St. Jude will retain those records specified in 34 C.F.R. § 106.45(b)(10) for a period of seven years after which point in time they may be destroyed, or continue to be retained, in St. Jude’s sole discretion. The records specified in 34 C.F.R. § 106.45(b)(10) will be made available for inspection, and/or published, to the extent required by 34 C.F.R. § 106.45(b)(10) and consistent with any other applicable federal or state law.
2.57 Definitions
2.57.1 Words used in this policy will have those meanings defined herein and if not defined herein will be interpreted according to their plain and ordinary meaning.
2.58 Discretion in Application
2.58.1 St. Jude retains discretion to interpret and apply this policy in a manner that is not clearly unreasonable, even if St. Jude’s interpretation or application differs from the interpretation of the Parties.
Despite St. Jude’s reasonable efforts to anticipate all potential circumstances in drafting this policy, it is possible unanticipated or extraordinary circumstances may not be specifically or reasonably addressed by the express policy language, in which case St. Jude retains discretion to respond to the unanticipated or extraordinary circumstance in a way that is not clearly unreasonable.
2.58.2 The provisions of this policy and the Hearing Procedures referenced in “Hearing ” are not contractual in nature, whether in their own right, or as part of any other express or implied contract. Accordingly, St. Jude retains discretion to revise this policy and the Hearing Procedures at any time, and for any reason. St. Jude may apply policy revisions to an active case provided that doing so is not clearly unreasonable.
2.59 Confidential resources
2.59.1 If a Complainant or Witness, other than a mandatory reporter or Reporting Official, desires to talk confidentially about an incident of Sexual Harassment or other sexual misconduct, there are resources available. The confidential resources listed below will not further disclose the information provided, unless otherwise required to do so by law (e.g., if the victim is a minor). In the case of St. Jude Spiritual Care Services, non-identifiable aggregated data may periodically be provided to the Title IX Coordinator so that St. Jude can analyze whether there are patterns or systemic problems of sexual misconduct in educational programs and activities.
Confidential Resource | Contact |
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St. Jude Spiritual Care Services | 262 Danny Thomas Place, Leading, 2212, Chili’s Care Center 901-595-3672 or 901-595-3670 |
RAINN (24-hour Rape, Abuse & Incest National Network) | National Sexual Assault Hotline: 800-656-4673 https://hotline.rainn.org/ (online hotline) |
Coercion: is direct or implied threat of force, violence, danger, hardship, or retribution sufficient to persuade a reasonable person of ordinary susceptibility to perform an act that otherwise would not have been performed or acquiesced in an act that the person would otherwise not have submitted. Coercion can include unreasonable and sustained pressure for sexual activity.
Coercive behavior differs from seductive behavior based on the type of pressure used to get consent from another. A person’s words or conduct cannot amount to Coercion for purposes of this policy unless the words or conduct wrongfully impair the other’s freedom of will and ability to choose whether or not to engage in sexual activity.
Complainant: is an alleged victim of Sexual Harassment.
Consent: refers to words or actions that a reasonable person in the perspective of the Respondent would understand as agreement to engage in the sexual conduct at issue. A person who is Incapacitated is not capable of giving Consent. Consent requires an outward demonstration, through mutually understandable words, conduct or action, indicating that an individual has freely chosen to engage in the specific sexual acts. A verbal “no” constitutes lack of consent, even if it sounds insincere or indecisive.
There is no consent if:
Consent to one form of sexual activity does not imply consent to other forms of sexual activity. Being in a romantic relationship with someone does not alone imply consent to any form of sexual activity. Consent can be withdrawn. A person who initially consents to sexual activity and later withdraws that consent is deemed not to have consented to any sexual activity that occurs after they have withdrawn consent.
Dating Violence: is violence committed by a person:
Domestic Violence: is felony or misdemeanor crimes of violence committed by a current or former spouse or intimate partner of the victim; by a person with whom the victim shares a child in common; by a person who is cohabitating with or has cohabitated with the victim as a spouse or intimate partner; by a person similarly situated to a spouse of the victim under the domestic or family violence laws of Tennessee; or by any other person against an adult or youth victim who is protected from that person’s acts under the domestic or family violence laws of Tennessee.
Education Programs and (or) Activities: refers to all the operations of the St. Jude Community, including, but not limited to, in-person and online educational instruction, employment, research activities, extracurricular activities, dining services, community engagement, and outreach programs. The term applies to all activity that occurs on campus or on other property owned or occupied by the St. Jude community. It also includes off-campus locations, events, or circumstances over which St. Jude exercises substantial control over the Respondent and the context in which the Sexual Harassment occurs.
The St. Jude community educational programs and activities that this policy applies to are related to formal and instructional programs designed to lead to a degree; educational credit; and experience (beyond mere on-the-job training) required to secure a professional credential, licensure, or job in a specific occupation, and include:
Formal Complaint: means a document filed by a Complainant or signed by the Title IX Coordinator alleging Sexual Harassment against a Respondent and requesting that St. Jude investigate the allegation of Sexual Harassment in accordance with this policy. At the time of filing a Formal Complaint, a Complainant must be participating in or attempting to participate in a St. Jude education program or activity. A “document filed by a Complainant” means a document or electronic submission (such as an email) that contains the Complainant’s physical or electronic signature or otherwise indicates that the Complainant is the person filing the Complaint.
Hostile Environment Sexual Harassment: In determining whether a hostile environment exists, St. Jude will consider the totality of circumstances, including factors such as the actual impact the conduct has had on the Complainant; the nature and severity of the conduct at issue; the frequency and duration of the conduct; the relationship between the Parties (including accounting for whether one individual has power or authority over the other); the respective ages of the Parties; the context in which the conduct occurred; and the number of persons affected. St. Jude will evaluate the totality of circumstances from the perspective of a reasonable person in the Complainant’s position. A person’s adverse subjective reaction to conduct is not sufficient, in and of itself, to establish the existence of a hostile environment.
Some specific examples of conduct that may constitute Hostile Environment Sexual Harassment include, but are not limited to:
Incapacitated: refers to the state where a person cannot consent to the nature or fact of sexual activity due to the effect of drugs or alcohol consumption, medical condition or disability, or due to a state of unconsciousness or sleep. or is physically or mentally helpless or otherwise unaware that sexual activity is occurring.
Mandatory reporters: are any person who may report sex discrimination and sexual harassment, whether or not the person reporting is the person alleged to be the victim of conduct that could constitute Sexual Harassment. Mandatory reporters are required to report to the Title IX Coordinator any Sexual Harassment which they observe, or which is reported to them, that occurs in educational programs or activities. When obligated to do so, mandatory reporters must contact the Title IX Coordinator as soon as practicable. Mandatory reporters may assist disclosing individuals with contacting the Security department, law enforcement, or other people or resources at the request of a disclosing individual.
Power or authority: is any direct or indirect influence over another’s pay, promotion, evaluation, or opportunity for professional or academic growth and development. A position of power or authority encompasses supervisory, teaching, evaluation, advising, coaching, and counseling power or authority.
Quid Pro Quo Sexual Harassment: is an employee of the St. Jude Community conditioning the provision of an aid, benefit, or service of St. Jude on an individual’s participation in unwelcome sexual conduct.
Reporting Official: is any person with managerial authority over other St. Jude employees, including, deans, department heads, unit supervisors, and other managers (collectively “Reporting Officials”) who must promptly forward a report of Sexual Harassment to the Title IX Coordinator. St Jude employees who are not Reporting Officials are encouraged, but are not required to, forward reports of Sexual Harassment to the Title IX Coordinator.
Respondent: is an individual who has been reported to be the perpetrator of conduct that could constitute Sexual Harassment.
Retaliation: is intimidation, Coercion, or discrimination against any individual for the purpose of interfering with any right or privilege protected by Title IX and its implementing regulations or because an individual has made a report or complaint, testified, assisted, or participated or refused to participate in any manner in an Investigation, proceeding, or Hearing under this policy.
Sexual Assault: includes the sex offenses of Rape, Sodomy, Sexual Assault with an Object, Fondling, Incest, and Statutory Rape.
Note: The definition of “Sexual Assault” is mandated by federal regulations implementing Title IX of the Education Amendments of 1972. Aligning this policy with those regulations, St. Jude adopts a definition of “Sexual Assault” that incorporates various forcible and non-forcible sex crimes as defined by the FBI’s Uniform Crime Reporting System. See 34 C.F.R. § 106.30(a).
Sexual Harassment: is conduct on the basis of sex that constitutes Quid Pro Quo Sexual Harassment, Hostile Environment Sexual Harassment, Sexual Assault, Domestic Violence, Dating Violence, or Stalking.
Sexual misconduct: Collectively, sex discrimination, sexual harassment, sexual violence, and related retaliation (regardless of whether it rises to the level of Sexual Harassment prohibited by this policy or otherwise).
Stalking: is engaging in a course of conduct directed at a specific person that would cause a reasonable person to:
Supportive Measures: are non-disciplinary, non-punitive individualized services offered, as appropriate and reasonably available, and without fee or charge, that are designed to restore or preserve equal access to St. Jude education programs and activities without unreasonably burdening another Party, including measures designed to protect the safety of all Parties implicated by a report or St. Jude’s education environment, or to deter Sexual Harassment. Supportive measures may include: counseling, extensions of academic or other deadlines, course-related adjustments, modifications to work or class schedules, campus escort services, changes in work or housing locations, leaves of absence, increased security and monitoring of certain areas of campus, mutual restrictions on contact between the Parties implicated by a report, and other similar measures
Student: Any person engaged in educational programs or activities who is:
V1.0 – May 25, 2023
Dean of the Graduate School – Approved on May 25, 2023
This policy describes the St. Jude Children’s Research Hospital Graduate School of Biomedical Sciences’ (“Graduate School”) responsibility for the safeguarding of confidential graduate student personal information and educational academic records.
This policy pertains to the safeguarding and use of personally identifiable information contained in education records.
This policy applies to all graduate students who are enrolled, had been enrolled, and/or completed a degree program of the Graduate School regardless of mode of instruction and physical location of the student.
Outside of Scope
Stakeholders who must comply with this policy include all employees of the Graduate School, including faculty and staff and certain individuals performing work for the Graduate School under proper authorization.
1.1 Graduate student personal records are confidential in nature and will be kept confidential by Graduate School Officials. Confidential personal information will not be released to persons other than the graduate student and staff of the Graduate School without the written authorization of the graduate student whose records are requested.
1.2 Graduate student academic records are confidential in nature and will be kept confidential by Graduate School Officials. Confidential academic information will not be released to persons other than the graduate student and staff of the Graduate School without the written authorization of the graduate student whose records are requested.
1.3 The Graduate School Registrar or designee must use reasonable methods to ensure that (i) School Officials obtain access to only those education records (personal and academic) in which they have legitimate educational interests; (ii) the Registrar has established control procedures to ensure that limitations are observed; and, (iii) if the Registrar does not use physical or technological access controls, the Registrar will ensure that its administrative policy for controlling access to education records is effective.
1.4 Generally, personally identifiable information from education records may not be disclosed to other parties without the student’s prior written or electronic consent. Such consent shall be 1) signed (on paper or using an appropriate electronic signature method) and dated and 2) shall specify records or information to be disclosed, the purpose(s) of the disclosure, and 3) the party or class of parties to whom disclosure may be made.
1.5 The Graduate School may release a graduate student’s education records to Graduate School officials with legitimate interests without the graduate student’s consent to access or review the records to:
1.6 The Graduate School may disclose a student’s education records without consent to the following parties or under the following conditions:
1.6.1 If such disclosure is made, it should be limited to information necessary for the purpose of the disclosure. Note also that specific requirements and qualifications may apply to these exceptions.
1.7 Student Privacy Training is required for faculty, staff, and teaching assistants.
2.1 Upon written request, the Graduate School will disclose education records to officials of another school at which a graduate student seeks or intends to apply.
2.1.1 The Graduate School will inform a party to whom a disclosure of personally identifiable information from the records of a graduate student is made that disclosure is made only on the condition that the party will not disclose the information to any other party without the student’s prior written consent. Exceptions to this requirement include disclosure of directory information, disclosures to the student, to victims of certain disciplinary matters, and disclosures pursuant to court orders and valid subpoenas. Directory information includes information such as a student's name, address, telephone number, date of birth, honors and awards, and dates of attendance. The Graduate School will inform students about directory information and allow students to opt out of disclosures of directory information at any time.
2.1.2 Before disclosing personally identifiable information from education records, Graduate School employees must take reasonable steps to verify the identity of the requesting party as well as their authority to have access to the information.
2.2 Individuals who are, or have been, in attendance at the Graduate School are entitled to inspect and review their education records upon a written request. The request to inspect or review records must be honored within 45 days after the Graduate School has received the request. The request should be directed to the Registrar’s office, and the Registrar may charge a reasonable fee for copies.
2.3 A student who believes that information contained in their education records is inaccurate or misleading or violates their privacy rights may request that the Graduate School amend them, and the Graduate School will decide whether to do so within a reasonable period of time.
2.3.1 If the Graduate School decides that the information is inaccurate or misleading or otherwise in violation of the privacy rights of a student, the Graduate School will amend the record and inform the student of the amendment in writing.
2.3.2 If the Graduate School declines to amend the student’s records, it will so inform the student and inform them of the right to request a hearing to challenge the information believed to be inaccurate, misleading or in violation of their privacy rights. A hearing, however, may not be requested by a student to contest the appropriateness of a grade.
2.3.3 The hearing will be conducted by the Senior Associate Dean of Academic Affairs who does not have a direct interest in the outcome of the hearing and will provide the student an opportunity to present evidence relevant to the request to amend the student’s records. The Senior Associate Dean of Academic Affairs will provide to the Graduate School and the student a written decision based on the evidence presented at the hearing within a reasonable time after the hearing. The decision will include a summary of the evidence and the reasons for the decision. Additionally, information regarding hearing procedures will be provided when the student receives notice of their rights.
2.3.4 If, after a hearing, the Graduate School determines that a student’s challenge is without merit it will notify the student of the right to place in their records a statement commenting on the challenged information and/or setting forth reasons for disagreeing with the Graduate School ‘s decision. The Graduate School will maintain such a statement with the student’s record and disclose the statement whenever it discloses the portion of the record to which the statement relates.
2.4 A graduate student does not have a right to inspect or review the following:
2.5 The Graduate School has internal procedures for addressing security breaches to protect Graduate School information (including student records).
School officials: Employees of the Graduate School, including faculty and staff, and certain individuals such as vendors or contractors, performing work for the Graduate School under proper authorization. A vendor, contractor, consultant, volunteer, or other party to whom the Graduate School has outsourced services may be considered a School Official provided that the outside party:
Education records: Education records generally include records that are directly related to a graduate student and may be originated but are maintained by the Graduate School or a party acting for the Graduate School.
Aggregated data: A grouping of de-identified data that will be disclosed – internally and/or externally – only if a minimum of 10 students are noted in the aggregated data category unless required by an accrediting agency.
Legitimate educational interests: A school official may need access to personally identifiable information in the records of a student if the information in question is required or would be helpful to the official in the performance of their duties.
Directory information: information such as a student's name, address, telephone number, date of birth, honors and awards, and dates of attendance
N/A
V1.0 – May 25, 2023
Dean of the Graduate School – Approved on May 25, 2023
The purpose of this policy is to provide guidance for the preservation, maintenance, and disposal of St. Jude Children’s Research Hospital Graduate School of Biomedical Sciences (“Graduate School”) records while complying with applicable state and federal regulations.
This policy and its accompanying procedures apply to all Graduate School records related to students.
This policy applies to all graduate student records regardless of mode of instruction and physical location of the student. If applicable, the Graduate School will comply with relevant foreign regulations for the retention of student records.
Stakeholders who must comply with this policy include any Graduate School stakeholder, including any individual, student, faculty member, administrator, staff member, group or committee that participates in maintaining, preserving, and disposing Graduate School records.
1.1 The Graduate School complies with state and federal regulations and professional practice standards in matters of records retention policies and procedures. For purposes of this policy, please note that the Graduate School maintains records related to students. We may choose to maintain records beyond the minimum retention requirement.
1.2 All records created or received by Graduate School programs are the property of the Graduate School and must be retained and disposed of in accordance with this policy. Under Tennessee regulations, records, regardless of storage medium, may be disposed of provided that the minimum retention period stated below has elapsed and the Graduate School does not need the records for future administrative, legal, research/historical, or fiscal purposes. No documents should be destroyed during the pendency of threatened or active litigation, when a litigation hold has been issued by the Office of Legal Services or if any pending or actual federal, state or other audit is being conducted.
1.3 Unless authorized by the Dean, Graduate School records must be stored on Graduate School premises. Student records are kept in either a locked, fireproof file cabinet or within locked file cabinets in locked offices. Records are also stored electronically on a secure platform whenever possible.
1.4 Whenever possible, administrative staff members should ensure that records are backed up appropriately.
1.5 The Graduate School follows the disaster recovery plan outlined in the Assurance Management – Disaster Recovery Standard Policy.
1.6 The Graduate School must implement practices that protect confidential information contained in Graduate School records in accordance with relevant laws and the Graduate School’s Protection of Student Data Policy. These practices must be applied in the preservation, maintenance, and disposal of confidential paper and electronic records.
2.1 Review of Records
2.1.1 The Registrar (or designee) is responsible for performing, at least annually, a review to determine the value or usefulness of the Graduate School’s records. During this review, the Registrar (or designee) should identify all records that have met their relevant retention period (time in office plus time in storage) and are no longer needed for any purpose identified in this policy. The Registrar (or designee) must designate each record as either an historical document archives or a document ready for destruction.
2.2 Maintenance of Records
2.2.1 The Graduate School has internal procedures for addressing security breaches to protect Graduate School information (including student records).
2.2.2 Information and reports retained permanently in the aggregate:
Student Records | Minimum Retention Period |
---|---|
Academic |
|
Entrance Exam | 5 years after graduation or date of last attendance |
Admission Correspondence | 3 years after application term |
Admissions - completed international files * | Permanently |
Acceptance letter | 7 years after graduation or date of last attendance |
Application - admitted and enrolled | 5 years after graduation or date of last attendance |
Application - admitted and not enrolled | 2 years after application term |
Applications - not admitted | 2 years after application term |
Applications - incomplete | 1 year after application term |
Waivers for rights to view letter of recommendation | 7 years after graduation or date of last attendance |
International student documents (I-20, employment authorization, passport, I-94, statement of financial responsibility, statement of educational costs) * | Permanently |
Information pertaining to Appeals - Grades | Permanently |
Intent to graduate | 7 years after graduation or date of last attendance |
Application to graduate | 7 years after graduation or date of last attendance |
Advising Records | 6 years after graduation or date of last interaction |
Correspondence and catalogs for non-credit | 3 years |
Rosters and payments for non-credit courses | 7 years unless longer by contract |
Registration forms (drop/add rolls, scheduling forms) | 7 years after graduation or date of last attendance |
Name change and address change authorizations | 7 years after graduation or date of last attendance |
Documentation of request and approval/ denial of accommodations | 3 years after graduation or date of last attendance |
Advance placement, waivers, transfer credit approvals, experiential credit approvals | 7 years after graduation or date of last attendance |
Transfer credit requests that are rejected | 7 years after graduation or date of last attendance |
Correspondence related to enrollment and degree verification | 7 years after graduation or date of last attendance |
Correspondence grade reports | Permanently |
Correspondence related to student privacy disclosures or student consent for disclosure | 7 years after graduation or date of last attendance |
Correspondence not related to academic progress or student privacy disclosure | 7 years after graduation or date of last attendance |
Final grade rolls | Permanently |
Final Graduate School transcript | Permanently |
Transcripts from other colleges | 7 years after graduation or date of last attendance |
Transcript translation service evaluation of transcript from outside US | 7 years after graduation or date of last attendance |
Degree audits | 7 years after graduation or date of last attendance |
Supplemental Grade Changes | Permanently |
Grade change forms | 7 years after graduation or date of last attendance |
Documentation for leave of absence | 3 years after graduation or date of last attendance |
Documentation related to attendance | 3 years after graduation or date of last attendance |
Documentation related to related to satisfactory academic progress | 3 years after graduation or date of last attendance |
Request for withdrawal | 7 years after graduation or date of last attendance |
Withdrawal authorization | 7 years after graduation or date of last attendance |
Hospital agreement | 3 years after graduation or date of last attendance |
Student media consent | 3 years after graduation or date of last attendance |
Mentorship agreements | 3 years after graduation or date of last attendance |
Programmatic |
|
Satisfactory academic progress letters (each semester) | 3 years after graduation or date of last attendance |
Program documentation of completion of all degree requirements | 7 years after graduation or date of last attendance |
Completion of responsible conduct in Research training | 3 years after graduation or date of last attendance |
Graduate School awards or recognitions | 3 years after graduation or date of last attendance |
Official list of committee members and changes | 3 years after graduation or date of last attendance |
Bi-annual student progress report | 3 years after graduation or date of last attendance |
Lab rotation agreements | 3 years after graduation or date of last attendance |
Qualifying exam | 7 years after graduation or date of last attendance |
Grant submission | 3 years after graduation or date of last attendance |
Dissertation | 3 years after graduation or date of last attendance |
Thesis committee records- thesis committee agreement form, final approval of thesis form | 3 years after graduation or date of last attendance |
Student meeting minutes | 3 years after graduation or date of last attendance |
Thesis committee meeting forms, confirming date of each required thesis committee meeting | 3 years after graduation or date of last attendance |
Student Accounts |
|
Annual stipend letters | 5 years after graduation or date of last attendance |
Grants and awards, with stipend and supply supplements | 5 years after graduation or date of last attendance |
Annual tuition and subsidiary ledger | 5 years after graduation or date of last attendance |
Student Affairs |
|
Information pertaining to student conduct or violations of student conduct policy | Permanently |
Information pertaining to appeals - dismissals | Permanently |
Complaints and related documents (investigatory documents, statement of the matter’s disposition) | 3 years after graduation or date of last attendance |
Code of conduct policy and signature | 3 years after graduation or date of last attendance |
Honor board pledge and signature | 3 years after graduation or date of last attendance |
Registrar |
|
Education and enrollment verification request | 1 year after graduation |
Certificate of good standing | 1 year after graduation |
Record access requests | 1 year after graduation |
Transcript request | 1 year after graduation |
Diploma request | 1 year after graduation |
Miscellaneous |
|
Military records (including Veterans’ records) | 3 years after graduation or date of last attendance |
* If a student wishes, these documents may be returned to them. |
Records: Records refer to all documents, papers, letters, maps, books, photographs, microfilms, electronic media, or other digital formats.
Back-ups: Additional copies of electronic records created to protect against loss of records
N/A
V1.0 – May 25, 2023
Dean of the Graduate School – Approved on May 25, 2023